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GEORGE ALLEN HENNING
CRD#: 1319433
IA
Investment Adviser
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Previous Broker
PACIFIC GLOBAL INVESTMENT MANAGEMENT COCRD#: 106962 101 N. BRAND BLVD
STE 1950
GLENDALE, CA 91203
Registration History
1985199019952000200520102015202020252 FIRMS1987 - 1990 (2 years)IAPACIFIC GLOBAL INVESTMENT MANA... (CRD# 106962)2003 - Present (21 years)BPACIFIC GLOBAL FUND DISTRIBUTO... (CRD# 30642)1992 - 2020 (27 years)BFINANCIAL WEST GROUP (CRD# 16668)1991 - 1993 (1 year)BCHUBB SECURITIES CORPORATION (CRD# 3870)1984 - 1987 (2 years)
Disclosure(s)
View By:
11/20/2020
Customer Dispute
Settled
License(s)

State Registrations

IA
California 8/8/2003

Current Registration(s)
IA
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO (CRD#:106962)
101 N. BRAND BLVD STE 1950, GLENDALE, CA 91203
Registered with this firm since 8/8/2003

Previous Registration(s)
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12/23/1992 - 04/15/2020 PACIFIC GLOBAL FUND DISTRIBUTORS, INC. (CRD#:30642) GLENDALE, CA
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04/25/1991 - 01/13/1993 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
RENO, NV
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08/27/1987 - 05/31/1990 TRANSAMERICA FINANCIAL RESOURCES, INC. (CRD#:3600) LOS ANGELES, CA
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08/27/1987 - 05/31/1990 TRANSAMERICA SECURITIES SALES CORPORATION (CRD#:17970) LOS ANGELES, CA
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11/21/1984 - 09/01/1987 CHUBB SECURITIES CORPORATION (CRD#:3870)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.