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Detailed Report
ROBERT ALLEN STUBER
BOB STUBER
CRD#: 1318202
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1330 POST OAK BOULEVARD
SUITE 2800
HOUSTON, TX 77056
Registration History
1985199019952000200520102015202020252 FIRMS1989 - 1990 (<1 year)2 FIRMS2005 - 2007 (1 year)4 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - 2025 (12 years)2 FIRMS2025 - Present (<1 year)BM. S. HOWELLS & CO. (CRD# 104100)2010 - 2010 (<1 year)BCOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2007 - 2009 (2 years)BWAYNE HUMMER INVESTMENTS L.L.C. (CRD# 875)2000 - 2005 (5 years)BSTATE STREET RESEARCH INVESTME... (CRD# 17580)1998 - 1999 (1 year)BPIPER JAFFRAY INC. (CRD# 665)1997 - 1998 (<1 year)BPRINCIPAL FINANCIAL SECURITIES... (CRD# 260)1995 - 1997 (2 years)BCAMBRIDGE DISTRIBUTORS, INC. (CRD# 29693)1993 - 1995 (1 year)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1991 - 1993 (2 years)BFIRST FIDELITY BROKERS, INC. (CRD# 15225)1990 - 1991 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1986 - 1989 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1984 - 1986 (1 year)IAJOSHUA DAVID MELLBERG, LLC DBA... (CRD# 141195)2011 - 2011 (<1 year)IACOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2007 - 2008 (1 year)IAWAYNE HUMMER ASSET MANAGEMENT ... (CRD# 110757)2002 - 2005 (3 years)
License(s)

State Registrations

B
Texas 1/24/2025
IA
Texas 1/24/2025

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1330 POST OAK BOULEVARD SUITE 2800, HOUSTON, TX 77056
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
1330 POST OAK BOULEVARD SUITE 2800, HOUSTON, TX 77056
Registered with this firm since 1/24/2025
Previous Registration(s)
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IA
 02/28/2012 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) HOUSTON, TX
B
 02/28/2012 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) HOUSTON, TX
IA
 10/19/2011 - 02/21/2012 SAGEPOINT FINANCIAL, INC. (CRD#:133763) PHOENIX, AZ
B
 10/12/2011 - 02/21/2012 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 10/12/2011 - 02/21/2012 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) NEW YORK, NY
B
 10/12/2011 - 02/21/2012 SAGEPOINT FINANCIAL, INC. (CRD#:133763) PHOENIX, AZ
IA
 02/16/2011 - 06/06/2011 JOSHUA DAVID MELLBERG, LLC DBA JD MELLBERG FINANCIAL (CRD#:141195) TUCSON, AZ
B
 04/26/2010 - 12/31/2010 M. S. HOWELLS & CO. (CRD#:104100) SCOTTSDALE, AZ
B
 01/23/2007 - 02/06/2009 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) CHANDLER, AZ
IA
 09/18/2007 - 11/04/2008 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) CHANDLER, AZ
IA
 03/07/2005 - 01/08/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
B
 02/24/2005 - 01/08/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SCOTTSDALE, AZ
IA
 02/01/2002 - 02/23/2005 WAYNE HUMMER ASSET MANAGEMENT COMPANY (CRD#:110757) CHICAGO, IL
B
 01/10/2000 - 02/14/2005 WAYNE HUMMER INVESTMENTS L.L.C. (CRD#:875) CHICAGO, IL
B
 06/11/1998 - 12/17/1999 STATE STREET RESEARCH INVESTMENT SERVICES, INC. (CRD#:17580) BOSTON, MA
B
 07/18/1997 - 05/20/1998 PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
B
 03/28/1995 - 06/06/1997 PRINCIPAL FINANCIAL SECURITIES,INC. (CRD#:260) DALLAS, TX
B
 09/09/1993 - 03/15/1995 CAMBRIDGE DISTRIBUTORS, INC. (CRD#:29693) BOSTON, MA
B
 05/16/1991 - 08/23/1993 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
B
 01/17/1990 - 05/16/1991 FIRST FIDELITY BROKERS, INC. (CRD#:15225) NEWARK, NJ
B
 05/04/1989 - 01/27/1990 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
 05/04/1989 - 01/27/1990 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
 06/25/1986 - 04/13/1989 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 12/11/1984 - 04/09/1986 PRUCO SECURITIES CORPORATION (CRD#:5685)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.