Rolf Mendrick Winch - Investment Adviser at GROVE POINT ADVISORS, LLC

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Detailed ReportReport

Rolf Mendrick Winch

CRD#: 1317730

Investment Adviser

Broker

GROVE POINT ADVISORS, LLCCRD#: 313171

Rockville, MD

GROVE POINT INVESTMENTS, LLCCRD#: 1763

ROCKVILLE, MD

Registration History

Disclosure(s)

View By:

2/13/1975

Criminal

Final Disposition

License(s)

State Registrations

California 1/9/2025

Pennsylvania 11/14/2023

Delaware 10/10/2016

South Carolina 1/8/2025

District of Columbia 6/26/1998

Texas 3/12/2020

Georgia 8/7/2024

Virginia 7/8/1998

Maryland 6/22/1998

Washington 4/2/2013

Maryland 4/1/2021

West Virginia 4/15/2010

North Carolina 6/22/2016

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

GROVE POINT ADVISORS, LLC (CRD#:313171)

Rockville, MD

Registered with this firm since 4/1/2021

GROVE POINT INVESTMENTS, LLC (CRD#:1763)

ROCKVILLE, MD

Registered with this firm since 6/22/1998

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	08/23/2000 - 04/01/2021	H. BECK, INC. (CRD#:1763)	ROCKVILLE, MD
B	09/30/1993 - 07/06/1998	THE O.N. EQUITY SALES COMPANY (CRD#:2936)	CINCINNATI, OH
B	05/16/1991 - 10/05/1993	CHUBB SECURITIES CORPORATION (CRD#:3870)	FORT WAYNE, IN
B	01/20/1987 - 12/31/1989	CAPITOL SECURITIES MANAGEMENT, INC. (CRD#:14169)	GLEN ALLEN, VA
B	11/23/1984 - 01/16/1987	H. BECK, INC. (CRD#:1763)

H. BECK, INC. (CRD#:1763)

ROCKVILLE, MD

08/23/2000 - 04/01/2021

THE O.N. EQUITY SALES COMPANY (CRD#:2936)

CINCINNATI, OH

09/30/1993 - 07/06/1998

CHUBB SECURITIES CORPORATION (CRD#:3870)

FORT WAYNE, IN

05/16/1991 - 10/05/1993

CAPITOL SECURITIES MANAGEMENT, INC. (CRD#:14169)

GLEN ALLEN, VA

01/20/1987 - 12/31/1989

H. BECK, INC. (CRD#:1763)

11/23/1984 - 01/16/1987

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.