Individual Firm
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ROBERT ALAN OGDEN
BOB OGDEN
CRD#: 1317619
IA
B
GOLDEN STATE WEALTH MANAGEMENT, LLCCRD#: 167995 411 E. Betteravia Road #101
Santa Maria, CA 93454
Santa Maria, CA 93454
LPL FINANCIAL LLCCRD#: 6413 411 E BETTERAVIA RD STE 101
SANTA MARIA, CA 93454-7883
SANTA MARIA, CA 93454-7883
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Arizona 1/16/2013
B
Oregon 1/7/2002
B
California 1/7/2002
B
Tennessee 5/5/2021
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California 2/19/2019
B
Texas 11/19/2015
B
Florida 1/7/2002
B
Virginia 9/17/2002
B
Idaho 6/20/2016
B
Washington 4/7/2004
B
New Jersey 3/7/2022
B
Wyoming 1/7/2002
B
Ohio 11/25/2020
SRO Registrations
B
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Registered with this firm since 2/19/2019
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Registered with this firm since 1/7/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/19/2013 - 02/15/2019 | SANTA MARIA, CA | |
IA | 01/29/2002 - 11/02/2015 | FORT MILL, SC | |
B | 12/09/1998 - 01/11/2002 | SAN FRANCISCO, CA | |
B | 09/17/1998 - 12/08/1998 | PURCHASE, NY | |
B | 05/08/1985 - 09/15/1986 |
SANTA MARIA, CA
04/19/2013 - 02/15/2019
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.