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GAIL ROPSON BUECHLER
GAIL ANN ROPSON, GAIL ANNE ROPSON, Gail Ropson Buechler
CRD#: 1317147
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 600 WEST BROADWAY
SUITE 2100
SAN DIEGO, CA 92101
SUITE 2100
SAN DIEGO, CA 92101
0
Disclosures
16
Years of Experience
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State Registrations
B
California 11/25/2013
IA
California 11/25/2013
SRO Registrations
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B
B
B
B
B
B
B
B
B
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IA
Registered with this firm since 11/25/2013
B
Registered with this firm since 9/28/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/29/1989 - 04/16/1992 | ||
B | 11/21/1984 - 01/04/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.