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ELIZABETH JONES WILLENBROCK
ELIZABETH ANN JONES, ELIZABETH ANN WILLENBROCK
CRD#: 1317008
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 4600 S. ULSTER STREET -SUITE 700
METRO POINT ONE
DENVER, CO 80202
METRO POINT ONE
DENVER, CO 80202
0
Disclosures
40
Years of Experience
View By:
State Registrations
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Arizona 3/16/2017
B
New Jersey 3/13/2009
B
California 3/13/2009
B
New Mexico 9/14/2022
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Colorado 3/13/2009
B
New York 7/25/2023
IA
Colorado 3/13/2009
B
North Carolina 7/25/2023
B
Delaware 7/25/2023
B
Pennsylvania 9/8/2017
B
Florida 1/18/2017
B
South Carolina 2/15/2024
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Florida 1/10/2024
B
Tennessee 5/24/2024
B
Georgia 7/25/2023
B
Texas 3/13/2009
B
Illinois 6/11/2018
IA
Texas 3/13/2009
B
Kansas 3/5/2015
B
Utah 4/6/2020
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Maryland 3/13/2009
B
Vermont 11/22/2023
B
Massachusetts 8/17/2022
B
Virginia 10/23/2014
B
Michigan 3/13/2009
B
Washington 8/14/2017
B
Minnesota 8/14/2017
B
Wyoming 12/2/2014
B
Nevada 6/11/2018
SRO Registrations
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IA
Registered with this firm since 3/13/2009
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Registered with this firm since 3/13/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 03/17/2009 | CENTENNIAL, CO | |
B | 04/02/2007 - 03/17/2009 | CENTENNIAL, CO | |
IA | 05/24/2001 - 04/02/2007 | CENTENNIAL, CO | |
B | 12/19/1984 - 04/02/2007 | CENTENNIAL, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.