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EDWARD FRANCIS PATRICK JR
CRD#: 1316055
IA
Investment Adviser
B
Broker
ARETE WEALTH ADVISORS, LLCCRD#: 145488 425 Broadhollow RD. Suite 325
Melville, NY 11743
ARETE WEALTH MANAGEMENT, LLCCRD#: 44856 425 Broadhollow RD. Suite 325
Melville, NY 11747
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - 2022 (5 years)2 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - 2009 (21 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1986 - 1988 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1984 - 1986 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2009 (1 year)
Disclosure(s)
View By:
6/12/2016
Criminal
Final Disposition
License(s)

State Registrations

B
Delaware 8/10/2022

B
Massachusetts 7/21/2022

B
District of Columbia 7/20/2022

B
New York 7/20/2022

B
Florida 7/20/2022

IA
New York 7/20/2022

IA
Florida 8/18/2023

B
Rhode Island 7/20/2022

B
Hawaii 12/21/2022

B
Virginia 7/20/2022

B
Maryland 7/20/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARETE WEALTH ADVISORS, LLC (CRD#:145488)
425 Broadhollow RD. Suite 325, Melville, NY 11743
Registered with this firm since 7/20/2022

B
ARETE WEALTH MANAGEMENT, LLC (CRD#:44856)
425 Broadhollow RD. Suite 325, Melville, NY 11747
Registered with this firm since 7/20/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/28/2017 - 07/20/2022 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) MELVILLE, NY
B
06/23/2017 - 07/20/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) MELVILLE, NY
IA
11/09/2009 - 06/23/2017 OPPENHEIMER & CO. INC. (CRD#:249) MELVILLE, NY
B
03/13/2009 - 06/23/2017 OPPENHEIMER & CO. INC. (CRD#:249) MELVILLE, NY
IA
12/04/2007 - 03/16/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOHEMIA, NY
B
01/12/1988 - 03/16/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOHEMIA, NY
B
07/16/1986 - 01/19/1988 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
B
11/21/1984 - 08/04/1986 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.