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WILLIAM DENNIS FERRIEL
DENNY FERRIEL
CRD#: 1314260
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 5007 HORIZONS DRIVE
COLUMBUS, OH 43220
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2007 (6 years)2 FIRMS2007 - Present (17 years)BKEY INVESTMENTS INC. (CRD# 15873)1996 - 1998 (2 years)BBISYS FUND SERVICES LIMITED PA... (CRD# 15634)1995 - 1995 (<1 year)BSOCIETY INVESTOR SERVICES CORP... (CRD# 17656)1989 - 1989 (<1 year)BCARDINAL SECURITIES CORPORATION (CRD# 10521)1984 - 1989 (4 years)
License(s)

State Registrations

B
Florida 3/21/2007

B
Ohio 3/22/2007

IA
Florida 4/3/2007

IA
Ohio 6/30/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
5007 HORIZONS DRIVE, COLUMBUS, OH 43220
801 LAUREL OAK DRIVE SUITE 500, SUNTRUST BUILDING, NAPLES, FL 34108
Registered with this firm since 4/3/2007

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
5007 HORIZONS DRIVE, COLUMBUS, OH 43220
801 LAUREL OAK DRIVE SUITE 500, SUNTRUST BUILDING, NAPLES, FL 34108
Registered with this firm since 3/21/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/28/2000 - 02/15/2007 MCDONALD INVESTMENTS INC. (CRD#:566) NAPLES, FL
B
06/27/2000 - 02/15/2007 MCDONALD INVESTMENTS INC. (CRD#:566) NAPLES, FL
B
05/20/1996 - 09/11/1998 KEY INVESTMENTS INC. (CRD#:15873) CLEVELAND, OH
B
05/25/1995 - 09/27/1995 BISYS FUND SERVICES LIMITED PARTNERSHIP (CRD#:15634) PORTLAND, ME
B
05/25/1989 - 07/25/1989 SOCIETY INVESTOR SERVICES CORPORATION (CRD#:17656)
B
10/26/1984 - 02/07/1989 CARDINAL SECURITIES CORPORATION (CRD#:10521)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.