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Detailed Report
GARTH LINCOLN DRIGGS
CRD#: 1311977
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 6925 UNION PARK CENTER
SUITE 500-A
COTTONWOOD HEIGHTS, UT 84047
Registration History
1985199019952000200520102015202020252 FIRMS2012 - Present (13 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2012 (9 years)BWMA SECURITIES, INC. (CRD# 32625)1994 - 2002 (7 years)BINTERSECURITIES, INC. (CRD# 16164)1991 - 1994 (2 years)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1985 - 1991 (6 years)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2009 - 2012 (2 years)
Disclosure(s)
View By:
10/27/2000
Customer Dispute
Withdrawn
License(s)

State Registrations

IA
Texas 5/2/2024
IA
Utah 1/6/2012
B
Utah 1/6/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
6925 UNION PARK CENTER SUITE 500-A, COTTONWOOD HEIGHTS, UT 84047
Registered with this firm since 1/6/2012
B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
6925 UNION PARK CENTER SUITE 500-A, COTTONWOOD HEIGHTS, UT 84047
Registered with this firm since 1/6/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/05/2009 - 01/06/2012 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) COTTONWOOD HEIGHTS, UT
B
 04/12/2002 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) COTTONWOOD HEIGHTS, UT
B
 06/06/1994 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
B
 11/22/1991 - 06/06/1994 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
B
 01/02/1985 - 11/29/1991 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.