Individual Firm
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RANDALL LEE BLISS
RANDY BLISS
CRD#: 1311866
IA
B
SANCTUARY ADVISORS, LLCCRD#: 226606 812 HURON RD E
STE 290
CLEVELAND, OH 44115
STE 290
CLEVELAND, OH 44115
SANCTUARY SECURITIES, INC.CRD#: 205 812 HURON RD E
STE 290
CLEVELAND, OH 44115
STE 290
CLEVELAND, OH 44115
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8/5/2020
Regulatory
Final
State Registrations
B
Arizona 1/5/2024
B
Ohio 2/21/2023
B
California 2/22/2023
IA
Ohio 2/21/2023
B
Florida 2/22/2023
B
Texas 2/21/2023
B
Montana 3/1/2023
IA
Texas 2/22/2023
B
New Hampshire 3/14/2023
B
Virginia 3/13/2023
SRO Registrations
B
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IA
Registered with this firm since 2/21/2023
B
Registered with this firm since 2/17/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/19/2001 - 03/10/2023 | CONCORD, OH | |
B | 09/06/2001 - 03/10/2023 | CONCORD, OH | |
B | 01/16/1997 - 08/31/2001 | BEACHWOOD, OH | |
B | 03/03/1995 - 08/26/1996 | CLEVELAND, OH | |
B | 01/17/1995 - 03/03/1995 | ||
B | 03/07/1994 - 12/16/1994 | LYNNFIELD, MA | |
B | 04/22/1991 - 02/20/1992 | MINNEAPOLIS, MN | |
B | 04/22/1991 - 02/20/1992 | MINNEAPOLIS, MN | |
B | 01/09/1989 - 12/31/1989 | LARGO, FL | |
B | 03/20/1985 - 06/02/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.