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JAMES KENT BENSON
JAMES BENSON, KENT BENSON
CRD#: 1311496
IA
Investment Adviser
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Broker
VANGUARD ADVISERS, INC.CRD#: 106715 2525 WATER RIDGE PARKWAY
1 NORTH FALLS PLAZA, STE 100
CHARLOTTE, NC 28217
VANGUARD MARKETING CORPORATIONCRD#: 7452 2525 WATER RIDGE PARKWAY
1 NORTH FALLS PLAZA, STE 100
CHARLOTTE, NC 28217
Registration History
1985199019952000200520102015202020252 FIRMS2018 - Present (6 years)BINVESTMENT CENTERS OF AMERICA,... (CRD# 16443)1999 - 2004 (5 years)BNORWEST INVESTMENT SERVICES, INC. (CRD# 16100)1994 - 1999 (4 years)BHEINER & STOCK, INC. (CRD# 13974)1984 - 1984 (<1 year)
License(s)

State Registrations

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North Carolina 8/22/2018

IA
Texas 9/6/2018

IA
North Carolina 9/6/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VANGUARD ADVISERS, INC. (CRD#:106715)
2525 WATER RIDGE PARKWAY 1 NORTH FALLS PLAZA, STE 100, CHARLOTTE, NC 28217
Registered with this firm since 9/6/2018

B
VANGUARD MARKETING CORPORATION (CRD#:7452)
2525 WATER RIDGE PARKWAY 1 NORTH FALLS PLAZA, STE 100, CHARLOTTE, NC 28217
CHARLOTTE, NC
Registered with this firm since 8/22/2018

Previous Registration(s)
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02/08/1999 - 05/03/2004 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) APPLETON, WI
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08/25/1994 - 02/22/1999 NORWEST INVESTMENT SERVICES, INC. (CRD#:16100) MINNEAPOLIS, MN
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10/26/1984 - 12/05/1984 HEINER & STOCK, INC. (CRD#:13974)
FINRA expelled the firm on 03/10/1992
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.