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Detailed Report
MADELINE KAY JAY
MADELINE K DENMAN, MADELINE KAY DENMAN, MADELINE KAY DENMANJAY, MADELINE KAY MORRIS
CRD#: 1311315
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 BERKELEY, CA
CETERA ADVISOR NETWORKS LLCCRD#: 13572 BERKELEY, CA
Registration History
1985199019952000200520102015202020252 FIRMS1984 - 1998 (13 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2004 - 2021 (17 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1998 - 2004 (5 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2017 - 2021 (4 years)
License(s)

State Registrations

B
California 6/9/2021
B
Missouri 6/9/2021
IA
California 6/29/2023
B
Utah 6/9/2021
B
Hawaii 6/9/2021
B
Virginia 6/9/2021
B
Michigan 6/9/2021
B
Washington 6/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
BERKELEY, CA
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
BERKELEY, CA
Registered with this firm since 6/9/2021
Previous Registration(s)
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IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 02/09/2017 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) BERKELEY, CA
B
 01/01/2004 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) BERKELEY, CA
B
 02/18/1998 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
 11/06/1984 - 02/17/1998 EQ FINANCIAL CONSULTANTS, INC. (CRD#:6627) NEW YORK, NY
B
 11/06/1984 - 02/17/1998 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.