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MARK DAVID KOPKIN
CRD#: 1311034
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 3630 PEACHTREE ROAD NE, 4TH FLOOR
ATLANTA, GA 30326
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2013 (5 years)2 FIRMS2013 - 2017 (4 years)2 FIRMS2017 - Present (7 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2007 (4 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1999 - 2002 (2 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1990 - 1999 (9 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1988 - 1990 (2 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1986 - 1988 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 1986 (2 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 5/4/2017

B
New York 5/4/2017

B
Arizona 6/28/2021

B
North Carolina 10/20/2023

B
Colorado 4/14/2023

B
Ohio 5/4/2017

B
Florida 5/4/2017

B
Pennsylvania 5/4/2017

B
Georgia 5/4/2017

B
South Carolina 9/10/2018

IA
Georgia 5/8/2017

B
Tennessee 5/4/2017

B
Kansas 9/17/2024

B
Texas 5/4/2017

B
Louisiana 4/21/2020

IA
Texas 1/12/2020

B
Nebraska 10/27/2021

B
Virginia 5/4/2017

B
New Jersey 5/4/2017

B
Wisconsin 1/3/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3630 PEACHTREE ROAD NE, 4TH FLOOR, ATLANTA, GA 30326
Registered with this firm since 5/8/2017

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3630 PEACHTREE ROAD NE, 4TH FLOOR, ATLANTA, GA 30326
Registered with this firm since 5/4/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/13/2013 - 05/23/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ALPHARETTA, GA
B
02/13/2013 - 05/23/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ALPHARETTA, GA
IA
04/02/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ALPHARETTA, GA
B
03/16/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ALPHARETTA, GA
IA
02/16/2007 - 03/20/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ALPHARETTA, GA
B
06/15/2002 - 03/20/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ALPHARETTA, GA
B
11/05/1999 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
09/07/1990 - 11/18/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
01/25/1988 - 09/14/1990 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
09/19/1986 - 02/02/1988 BEAR, STEARNS & CO. INC. (CRD#:79)
B
10/26/1984 - 10/10/1986 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
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