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OSCAR OMAR LOPEZ
CRD#: 1309789
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 121 Calle del Norte
Suite 103
Laredo, TX 78041
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2016 (8 years)2 FIRMS2016 - Present (8 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1984 - 2008 (23 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2002 - 2008 (5 years)
License(s)

State Registrations

B
California 4/8/2021

B
North Carolina 8/16/2022

B
Florida 12/18/2024

B
Texas 11/4/2016

B
Indiana 8/29/2022

IA
Texas 11/4/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
121 Calle del Norte Suite 103, Laredo, TX 78041
Registered with this firm since 11/4/2016

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
121 Calle del Norte Suite 103, Laredo, TX 78041
Registered with this firm since 11/4/2016

Previous Registration(s)
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IA
01/01/2008 - 11/07/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) LAREDO, TX
B
01/01/2008 - 11/07/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) LAREDO, TX
B
10/26/1984 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LAREDO, TX
IA
10/09/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LAREDO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.