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Danial Luis Lopez
CRD#: 1309156
IA
Investment Adviser
B
Broker
U.S. BANCORP ADVISORS, LLCCRD#: 14455 4225 GENESSEE AVE.
SAN DIEGO, CA 92117
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2022 (11 years)2 FIRMS2022 - Present (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 2008 (8 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1993 - 1999 (6 years)BASB FINANCIAL SERVICES (CRD# 24280)1989 - 1993 (3 years)BGFC SECURITIES CORPORATION (CRD# 10665)1988 - 1989 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1986 - 1988 (1 year)BCALVERT SECURITIES CORPORATION (CRD# 14035)1985 - 1986 (1 year)BTRANSINTERNATIONAL SECURITIES,... (CRD# 14179)1984 - 1985 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2008 (10 years)
License(s)

State Registrations

B
Arizona 9/29/2022

B
Georgia 9/29/2022

IA
Arizona 10/12/2022

B
Nevada 9/29/2022

B
California 9/26/2022

B
South Carolina 1/9/2025

IA
California 9/27/2022

IA
South Carolina 2/14/2025

B
Colorado 9/29/2022

B
Washington 1/9/2025

B
Florida 9/29/2022

IA
Washington 1/9/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
4225 GENESSEE AVE., SAN DIEGO, CA 92117
5664 MISSION CENTER ROAD SUITE 403, SAN DIEGO, CA 92108
Registered with this firm since 9/27/2022

B
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
4225 GENESSEE AVE., SAN DIEGO, CA 92117
5664 MISSION CENTER ROAD SUITE 403, SAN DIEGO, CA 92108
Registered with this firm since 9/26/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 09/22/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
01/03/2011 - 09/22/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
IA
06/30/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) POWAY, CA
B
06/27/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) POWAY, CA
IA
05/12/1998 - 06/30/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
B
07/12/1999 - 06/30/2008 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
B
03/02/1993 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
07/13/1989 - 01/11/1993 ASB FINANCIAL SERVICES (CRD#:24280) IRVINE, CA
B
05/13/1988 - 06/08/1989 GFC SECURITIES CORPORATION (CRD#:10665)
B
07/01/1986 - 05/03/1988 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
06/28/1985 - 07/22/1986 CALVERT SECURITIES CORPORATION (CRD#:14035)
B
10/26/1984 - 06/03/1985 TRANSINTERNATIONAL SECURITIES, INCORPORATED (CRD#:14179)
FINRA expelled the firm on 02/10/1989
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.