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LYNETTE A LISIEWSKI
LYNETTE ANNE LISIEWSKI
CRD#: 1308308
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 Forked River, NJ
B. RILEY WEALTH MANAGEMENTCRD#: 2543 Forked River, NJ
Registration History
2008201020122014201620182020202220242026BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2022 - Present (2 years)IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2019 - Present (5 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2019 - 2022 (3 years)BMORGAN STANLEY (CRD# 149777)2009 - 2018 (8 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2009 (1 year)IAMORGAN STANLEY (CRD# 149777)2011 - 2018 (7 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - 2009 (<1 year)
Disclosure(s)
View By:
1/15/2018
Employment Separation After Allegations
License(s)

State Registrations

B
California 7/22/2022

IA
New York 6/23/2021

B
Colorado 7/22/2022

B
New York 7/22/2022

B
Connecticut 7/22/2022

B
North Carolina 7/22/2022

B
District of Columbia 7/22/2022

B
Ohio 1/23/2023

B
Florida 7/22/2022

B
Oklahoma 7/22/2022

B
Georgia 7/22/2022

B
Oregon 7/22/2022

B
Indiana 7/22/2022

B
Pennsylvania 7/22/2022

B
Maine 7/22/2022

B
Rhode Island 7/22/2022

B
Maryland 7/22/2022

B
South Carolina 7/22/2022

B
Massachusetts 1/23/2023

B
Texas 7/22/2022

B
Michigan 8/1/2022

B
Vermont 7/22/2022

B
New Hampshire 7/22/2022

B
Virgin Islands 1/23/2023

IA
New Jersey 7/25/2019

B
Virginia 7/22/2022

B
New Jersey 7/22/2022

B
Washington 1/20/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
Forked River, NJ
Registered with this firm since 7/22/2022

IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
Forked River, NJ
Registered with this firm since 7/25/2019

Previous Registration(s)
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B
06/11/2019 - 07/22/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) NEW YORK, NY
IA
02/15/2011 - 02/07/2018 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
06/04/2009 - 02/07/2018 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
IA
10/06/2008 - 06/18/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
09/14/2007 - 06/18/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.