Individual Firm
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HAROLD WILLIAM TOMLINSON
HAL TOMLINSON, HALL TOMLINSON
CRD#: 1306370
IA
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NEXT FINANCIAL GROUP, INC.CRD#: 46214 7687 COLORADO TECH DRIVE
COLORADO SPRINGS, CO 80915
COLORADO SPRINGS, CO 80915
0
Disclosures
40
Years of Experience
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State Registrations
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Arizona 12/11/2000
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Montana 6/21/2021
B
Arkansas 9/22/2020
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Nebraska 11/13/2008
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California 12/11/2000
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New Hampshire 11/12/2018
IA
California 9/5/2003
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New Mexico 7/27/2005
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Colorado 12/11/2000
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North Dakota 2/19/2013
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Colorado 12/29/2000
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Ohio 10/5/2006
B
Florida 1/27/2022
B
Oklahoma 4/23/2013
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Georgia 1/4/2017
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Texas 10/5/2009
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Indiana 6/14/2010
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Texas 8/2/2010
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Iowa 4/11/2012
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Utah 5/19/2004
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Kansas 1/5/2009
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Virginia 4/23/2013
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Kentucky 6/7/2023
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Washington 1/28/2016
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Missouri 6/3/2013
SRO Registrations
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Registered with this firm since 12/29/2000
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Registered with this firm since 12/11/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/1999 - 10/06/2003 | WOODLAND PARK, CO | |
B | 08/05/1988 - 12/11/2000 | ATLANTA, GA | |
B | 01/14/1985 - 08/09/1988 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.