• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ANN VALERIE WONG-KRUSE
ANN V WONG, ANN VALERIE WONG
CRD#: 1305410
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 555 CALIFORNIA ST STE 2300
SAN FRANCISCO, CA 94104
Registration History
1985199019952000200520102015202020252 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1985 - 2003 (17 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2003 (5 years)
Disclosure(s)
View By:
5/7/2002
Customer Dispute
Award / Judgment
12/7/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 10/1/2003

B
Nevada 7/1/2003

B
California 7/1/2003

B
New York 9/16/2016

IA
California 7/1/2003

B
North Carolina 3/5/2007

B
Colorado 7/1/2003

B
Oregon 7/1/2003

B
Connecticut 10/15/2024

B
South Dakota 5/8/2017

B
District of Columbia 6/1/2018

B
Tennessee 3/4/2024

B
Florida 11/15/2024

B
Texas 11/2/2017

B
Georgia 8/23/2021

IA
Texas 11/2/2017

B
Hawaii 7/29/2003

B
Utah 1/8/2024

B
Illinois 7/22/2022

B
Virginia 8/3/2022

B
Indiana 7/17/2024

B
Washington 7/1/2003

B
Iowa 11/18/2024

B
Wyoming 11/15/2024

B
Massachusetts 7/1/2003

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/27/1998 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SAN FRANCISCO, CA
B
08/21/1985 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.