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STUART ALLAN SCHIFFMAN
CRD#: 1305083
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Investment Adviser
COMPOUND WEALTH ADVISORS, LLC.CRD#: 288240 SAN DIEGO, CA
Registration History
2017201820192020202120222023202420252026IACOMPOUND WEALTH ADVISORS, LLC. (CRD# 288240)2022 - Present (2 years)IACWM, LLC (CRD# 155344)2021 - 2022 (<1 year)IACOMPOUND WEALTH ADVISORS, LLC. (CRD# 288240)2017 - 2021 (4 years)
License(s)

State Registrations

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California 7/6/2023

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Texas 3/30/2023

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Connecticut 12/19/2022

Current Registration(s)
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COMPOUND WEALTH ADVISORS, LLC. (CRD#:288240)
SAN DIEGO, CA
Registered with this firm since 12/19/2022

Previous Registration(s)
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12/01/2021 - 11/17/2022 CWM, LLC (CRD#:155344) Westport, CT
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08/18/2017 - 12/01/2021 COMPOUND WEALTH ADVISORS, LLC. (CRD#:288240) FARMINGTON, CT
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.