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EDWARD HOWARD PERKINS III
HOWARD EDWARD PERKINS III
CRD#: 1304417
IA
B
MORGAN STANLEYCRD#: 149777 2000 Westchester Avenue
1NC
Purchase, NY 10577
1NC
Purchase, NY 10577
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1/7/1999
Customer Dispute
Award / Judgment
State Registrations
B
Alabama 12/15/2015
B
Nebraska 12/7/2015
B
Arizona 1/31/2014
B
Nevada 12/16/2015
B
Arkansas 12/7/2015
B
New Hampshire 12/7/2015
B
California 8/7/2009
B
New Jersey 8/7/2009
B
Colorado 8/7/2009
B
New Mexico 12/7/2015
B
Connecticut 8/7/2009
B
New York 8/7/2009
IA
Connecticut 8/7/2009
IA
New York 6/16/2021
B
Delaware 12/11/2015
B
North Carolina 8/7/2009
B
District of Columbia 8/7/2009
B
North Dakota 11/20/2023
B
Florida 8/7/2009
B
Ohio 3/3/2014
IA
Florida 2/14/2024
B
Oklahoma 12/2/2015
B
Georgia 8/7/2009
B
Oregon 6/8/2015
B
Idaho 12/3/2015
B
Pennsylvania 8/7/2009
B
Illinois 12/3/2015
B
Puerto Rico 12/18/2015
B
Indiana 8/24/2009
B
Rhode Island 8/7/2009
B
Iowa 12/4/2015
B
South Carolina 2/4/2014
B
Kansas 10/6/2014
B
South Dakota 12/18/2017
B
Kentucky 10/25/2024
B
Tennessee 8/7/2009
B
Louisiana 8/7/2009
B
Texas 8/7/2009
B
Maine 8/7/2009
IA
Texas 8/7/2009
B
Maryland 8/7/2009
B
Utah 4/23/2019
B
Massachusetts 8/12/2009
B
Vermont 7/27/2011
B
Michigan 8/7/2009
B
Virginia 8/7/2009
B
Minnesota 12/3/2015
B
Washington 8/8/2014
B
Mississippi 12/15/2015
B
West Virginia 12/8/2015
B
Missouri 8/7/2009
B
Wisconsin 8/7/2009
B
Montana 8/19/2021
B
Wyoming 12/7/2015
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/7/2009
B
Registered with this firm since 8/7/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/28/2003 - 08/18/2009 | GREENWICH, CT | |
B | 04/28/2003 - 08/18/2009 | GREENWICH, CT | |
B | 05/04/1989 - 04/30/2003 | NEW YORK, NY | |
B | 09/02/1988 - 05/04/1989 | ||
B | 10/04/1984 - 08/27/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.