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NATHAN JERRY FRENKIEL
NATHAN JEROME FRENKIEL
CRD#: 1302366
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 654 FRANKLIN AVE.
FRANKLIN SQUARE, NY 11010
Registration History
1985199019952000200520102015202020252 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BLADENBURG THALMANN & CO. INC. (CRD# 505)2002 - 2011 (9 years)BLADENBURG CAPITAL MANAGEMENT INC. (CRD# 14623)1996 - 2002 (6 years)BT.R. WINSTON & COMPANY, INC. (CRD# 10571)1993 - 1996 (2 years)BGRUNTAL & CO. INCORPORATED (CRD# 372)1988 - 1993 (5 years)BPHILIPS, APPEL & WALDEN, INC. (CRD# 659)1987 - 1988 (1 year)BOPPENHEIMER & CO., INC. (CRD# 630)1987 - 1987 (<1 year)BROONEY, PACE INC. (CRD# 6218)1985 - 1986 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 1985 (<1 year)IALADENBURG THALMANN ASSET MANAG... (CRD# 108604)2004 - 2011 (7 years)
License(s)

State Registrations

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California 5/12/2020

B
New Jersey 12/14/2012

B
Connecticut 12/14/2012

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New Jersey 12/14/2012

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Delaware 11/16/2020

B
New York 12/14/2012

B
District of Columbia 11/11/2021

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New York 5/3/2021

B
Florida 11/19/2013

B
North Carolina 1/24/2013

B
Georgia 3/1/2016

B
Ohio 1/29/2018

B
Louisiana 1/15/2015

B
Pennsylvania 8/31/2017

B
Maryland 2/26/2021

B
South Carolina 11/19/2020

SRO Registrations

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BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

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Nasdaq Stock Market

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New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
654 FRANKLIN AVE., FRANKLIN SQUARE, NY 11010
368 HEMPSTEAD AVE, MALVERNE, NY 11565
Registered with this firm since 12/14/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
654 FRANKLIN AVE., FRANKLIN SQUARE, NY 11010
368 HEMPSTEAD AVE, MALVERNE, NY 11565
Registered with this firm since 12/14/2012

Previous Registration(s)
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01/12/2012 - 12/12/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) JERICHO, NY
B
01/06/2012 - 12/12/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) JERICHO, NY
IA
06/28/2004 - 12/23/2011 LADENBURG THALMANN ASSET MANAGEMENT INC (CRD#:108604) MELVILLE, NY
B
11/20/2002 - 12/23/2011 LADENBURG THALMANN & CO. INC. (CRD#:505) MELVILLE, NY
B
04/03/1996 - 11/20/2002 LADENBURG CAPITAL MANAGEMENT INC. (CRD#:14623) BETHPAGE, NY
B
08/17/1993 - 03/19/1996 T.R. WINSTON & COMPANY, INC. (CRD#:10571) BEDMINSTER, NJ
B
07/07/1988 - 07/20/1993 GRUNTAL & CO. INCORPORATED (CRD#:372) NEW YORK, NY
B
03/16/1987 - 06/01/1988 PHILIPS, APPEL & WALDEN, INC. (CRD#:659)
B
01/07/1987 - 03/18/1987 OPPENHEIMER & CO., INC. (CRD#:630)
B
05/30/1985 - 12/26/1986 ROONEY, PACE INC. (CRD#:6218)
FINRA expelled the firm on 10/31/1988
B
10/18/1984 - 06/13/1985 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.