Individual Firm
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ARTHUR DWIGHT DOBOSIEWICZ
CRD#: 1301422
IA
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WELLS FARGO ADVISORSCRD#: 19616 818 US HIGHWAY A1A N
STES 200 & 206
PONTE VEDRA BEACH, FL 32082
STES 200 & 206
PONTE VEDRA BEACH, FL 32082
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Disclosures
40
Years of Experience
View By:
State Registrations
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Alabama 9/17/2019
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Mississippi 7/12/2023
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Arizona 1/12/2023
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New Hampshire 9/6/2019
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California 9/6/2019
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New Jersey 9/6/2019
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Colorado 11/26/2019
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New Mexico 6/1/2023
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Florida 9/6/2019
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New York 9/6/2019
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Florida 9/9/2019
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North Carolina 9/6/2019
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Georgia 9/6/2019
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Ohio 9/6/2019
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Idaho 9/6/2019
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Oklahoma 5/29/2024
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Illinois 2/15/2023
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South Carolina 9/6/2019
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Iowa 2/3/2020
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Tennessee 9/6/2019
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Kentucky 2/8/2024
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Texas 9/6/2019
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Maryland 9/6/2019
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Texas 9/6/2019
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Massachusetts 11/18/2024
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Vermont 11/21/2023
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Michigan 10/15/2021
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Virgin Islands 9/6/2019
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Minnesota 9/6/2019
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Virginia 9/6/2019
SRO Registrations
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Registered with this firm since 9/6/2019
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Registered with this firm since 9/6/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/05/2008 - 09/17/2019 | PONTE VEDRA BEACH, FL | |
B | 12/05/2008 - 09/17/2019 | PONTE VEDRA BEACH, FL | |
IA | 07/01/2003 - 12/08/2008 | JACKSONVILLE, FL | |
B | 07/01/2003 - 12/08/2008 | JACKSONVILLE, FL | |
IA | 04/03/2000 - 07/01/2003 | JACKSONVILLE, FL | |
B | 04/03/2000 - 07/01/2003 | NEW YORK, NY | |
B | 11/20/1992 - 04/12/2000 | WEEHAWKEN, NJ | |
B | 10/31/1989 - 12/03/1992 | NEW YORK, NY | |
B | 10/30/1989 - 11/13/1989 | NEW YORK, NY | |
B | 09/25/1984 - 11/01/1989 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.