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ELLEN RUTH SHAER
ELLEN R SHAER
CRD#: 1299438
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 83 MASON ST
Greenwich, CT 06830
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 83 MASON ST
GREENWICH, CT 06830
Registration History
19901995200020052010201520202025IACAPTRUST (CRD# 175112)2023 - Present (1 year)BCAPFINANCIAL SECURITIES, LLC. (CRD# 126291)2015 - Present (9 years)BMEADOWCROFT SECURITIES INC. (CRD# 36097)1995 - 1998 (2 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1992 - 1993 (<1 year)BBARING BROTHERS & CO., INC. (CRD# 21162)1991 - 1991 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1987 - 1990 (2 years)
License(s)

State Registrations

IA
Connecticut 8/23/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPTRUST (CRD#:175112)
83 MASON ST, Greenwich, CT 06830
Registered with this firm since 8/23/2023

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
83 MASON ST, GREENWICH, CT 06830
Registered with this firm since 4/9/2015

Previous Registration(s)
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B
08/09/1995 - 05/05/1998 MEADOWCROFT SECURITIES INC. (CRD#:36097)
B
04/03/1992 - 01/08/1993 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
B
09/18/1991 - 12/31/1991 BARING BROTHERS & CO., INC. (CRD#:21162)
B
12/22/1987 - 09/26/1990 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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