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MARY A CARR
MARY ANN SHEPARD, MARY ANN WIESE
CRD#: 1299164
IA
B
MORGAN STANLEYCRD#: 149777 2 North Tamiami Trail
Suite 1100
Sarasota, FL 34236
Suite 1100
Sarasota, FL 34236
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 3/2/2011
B
Montana 10/17/2023
B
Alaska 3/2/2011
B
Nebraska 10/17/2023
B
Arizona 3/2/2011
B
Nevada 3/2/2011
B
Arkansas 10/17/2023
B
New Hampshire 3/2/2011
B
California 3/2/2011
B
New Jersey 3/2/2011
B
Colorado 3/2/2011
B
New Mexico 3/2/2011
B
Connecticut 11/24/2020
B
New York 3/2/2011
B
Delaware 10/17/2023
B
North Carolina 3/2/2011
B
District of Columbia 2/11/2014
B
North Dakota 10/17/2023
B
Florida 3/2/2011
B
Ohio 3/2/2011
IA
Florida 8/25/2023
B
Oklahoma 10/11/2023
B
Georgia 3/2/2011
B
Oregon 3/2/2011
B
Hawaii 10/17/2023
B
Pennsylvania 3/2/2011
B
Idaho 9/14/2022
B
Puerto Rico 12/12/2023
B
Illinois 3/2/2011
B
Rhode Island 3/2/2011
B
Indiana 3/2/2011
B
South Carolina 2/11/2014
B
Iowa 8/12/2022
B
South Dakota 10/17/2023
B
Kansas 10/17/2023
B
Tennessee 3/2/2011
B
Kentucky 3/2/2011
B
Texas 3/2/2011
B
Louisiana 10/17/2023
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Texas 3/4/2014
B
Maine 5/3/2021
B
Utah 11/19/2014
B
Maryland 3/2/2011
B
Vermont 10/17/2023
B
Massachusetts 3/2/2011
B
Virginia 3/2/2011
B
Michigan 6/1/2009
B
Washington 3/2/2011
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Michigan 6/12/2017
B
West Virginia 10/17/2023
B
Minnesota 3/2/2011
B
Wisconsin 1/14/2016
B
Mississippi 10/21/2019
B
Wyoming 5/27/2016
B
Missouri 3/2/2011
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/4/2014
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/17/1995 - 06/01/2009 | SOUTHFIELD, MI | |
B | 05/20/1994 - 09/29/1995 | CLEVELAND, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.