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JOHN HOWARD KAY JR
HOWARD KAY, JOHN HOWARD KAY
CRD#: 1298675
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 63 KERCHEVAL AVENUE
SUITE 300
GROSSE POINTE FARMS, MI 48236
Registration History
1985199019952000200520102015202020252 FIRMS2018 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2018 (10 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2000 - 2008 (7 years)BMCDONALD INVESTMENTS INC. (CRD# 566)2000 - 2001 (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1998 - 2000 (2 years)BRONEY & CO. (CRD# 45091)1998 - 1999 (1 year)BRONEY & CO. L.L.C. (CRD# 900)1997 - 1998 (<1 year)BFIRST OF MICHIGAN CORPORATION (CRD# 311)1990 - 1997 (7 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1984 - 1990 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2018 (8 years)
Disclosure(s)
View By:
4/28/2006
Customer Dispute
Denied
6/28/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 11/30/2018

B
Michigan 11/30/2018

B
Colorado 6/10/2021

IA
Michigan 11/30/2018

B
Connecticut 11/30/2018

B
New York 11/30/2018

B
Florida 11/30/2018

B
Ohio 11/30/2018

B
Georgia 11/30/2020

B
South Carolina 1/4/2019

B
Indiana 12/10/2018

B
Washington 12/6/2018

B
Kentucky 3/11/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
63 KERCHEVAL AVENUE SUITE 300, GROSSE POINTE FARMS, MI 48236
Registered with this firm since 11/30/2018

B
OPPENHEIMER & CO. INC. (CRD#:249)
63 KERCHEVAL AVENUE SUITE 300, GROSSE POINTE FARMS, MI 48236
Registered with this firm since 11/30/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/19/2010 - 12/06/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GROSSE POINTE, MI
B
02/01/2008 - 12/06/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GROSSE POINTE, MI
B
12/21/2000 - 02/11/2008 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) GROSSE POINTE FARMS, MI
B
12/01/2000 - 01/19/2001 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
06/16/1998 - 12/14/2000 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
05/11/1998 - 09/25/1999 RONEY & CO. (CRD#:45091) DETROIT, MI
B
09/29/1997 - 05/11/1998 RONEY & CO. L.L.C. (CRD#:900) DETROIT, MI
B
03/02/1990 - 10/01/1997 FIRST OF MICHIGAN CORPORATION (CRD#:311) DETROIT, MI
B
10/09/1984 - 03/08/1990 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.