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Detailed Report
GARY ERNEST MILLS
CRD#: 1297201
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Investment Adviser
EDELMAN FINANCIAL ENGINESCRD#: 104510 8610 EXPLORER DRIVE
SUITE 120
COLORADO SPRINGS, CO 80920
Registration History
2002200420062008201020122014201620182020202220242026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - Present (8 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2015 - 2016 (1 year)IATHE MUTUAL FUND STORE (CRD# 143119)2014 - 2015 (<1 year)IATHE MUTUAL FUND STORE (CRD# 109238)2015 - 2015 (<1 year)IACOUNTRY TRUST BANK (CRD# 109487)2004 - 2006 (2 years)IAAMERICAN CENTURY ADVISORY SERV... (CRD# 121974)2002 - 2003 (<1 year)
License(s)

State Registrations

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Colorado 11/30/2016
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Texas 3/22/2017
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
8610 EXPLORER DRIVE SUITE 120, COLORADO SPRINGS, CO 80920
Registered with this firm since 11/30/2016
Previous Registration(s)
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 09/03/2015 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) COLORADO SPRINGS, CO
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 10/13/2014 - 09/04/2015 THE MUTUAL FUND STORE (CRD#:143119) COLORADO SPRINGS, CO
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 07/02/2015 - 09/02/2015 THE MUTUAL FUND STORE (CRD#:109238) COLORADO SPRINGS, CO
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 04/05/2004 - 06/05/2006 COUNTRY TRUST BANK (CRD#:109487) LITTLETON, CO
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 12/06/2002 - 08/07/2003 AMERICAN CENTURY ADVISORY SERVICES, INC. (CRD#:121974) LITTLETON, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.