Individual Firm
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STEWART WESLEY HIATT
CRD#: 1296837
IA
B
STEPHENSCRD#: 3496 101 S. STRATFORD ROAD
WINSTON-SALEM, NC 27104
WINSTON-SALEM, NC 27104
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Alabama 10/9/2020
B
North Carolina 5/18/2017
B
Alaska 5/18/2017
IA
North Carolina 5/18/2017
B
Arkansas 5/18/2017
B
Pennsylvania 5/18/2017
B
California 10/19/2020
B
Rhode Island 10/25/2023
B
District of Columbia 10/9/2020
B
South Carolina 5/18/2017
B
Florida 5/18/2017
B
Tennessee 5/18/2017
B
Georgia 5/18/2017
B
Texas 5/18/2017
B
Kansas 10/9/2020
IA
Texas 5/19/2017
B
Kentucky 1/20/2021
B
Utah 5/18/2017
B
Massachusetts 8/15/2023
B
Virginia 5/18/2017
B
Missouri 10/9/2020
B
Washington 5/18/2017
B
Nebraska 9/23/2021
B
West Virginia 6/28/2023
B
New Hampshire 5/18/2017
B
Wisconsin 10/9/2020
B
New Jersey 1/17/2023
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/18/2017
B
Registered with this firm since 5/18/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 05/19/2017 | WINSTON-SALEM, NC | |
B | 06/01/2009 - 05/19/2017 | WINSTON-SALEM, NC | |
IA | 04/02/2007 - 06/01/2009 | WINSTON-SALEM, NC | |
B | 04/02/2007 - 06/01/2009 | WINSTON-SALEM, NC | |
IA | 12/31/2001 - 04/02/2007 | WINSTON-SALEM, NC | |
B | 11/17/1986 - 04/02/2007 | WINSTON-SALEM, NC | |
B | 10/02/1985 - 09/29/1986 | ||
B | 08/30/1984 - 08/05/1985 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.