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KENT RANDALL ALSTON
RANDY ALSTON
CRD#: 1296325
IA
Investment Adviser
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Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 Sacramento, CA
Registration History
1985199019952000200520102015202020252 FIRMS2014 - 2022 (8 years)2 FIRMS2022 - Present (2 years)BFOOTHILL SECURITIES, INC. (CRD# 1027)1992 - 2014 (21 years)BG. W. STORY & ASSOCIATES, INC. (CRD# 6277)1984 - 1992 (8 years)BEQUITEC SECURITIES COMPANY (CRD# 6463)1984 - 1984 (<1 year)IAFOOTHILL SECURITIES, INC. (CRD# 1027)1998 - 2014 (16 years)
License(s)

State Registrations

B
California 7/15/2022

IA
California 7/15/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
Sacramento, CA
Registered with this firm since 7/15/2022

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INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
Sacramento, CA
Registered with this firm since 7/15/2022

Previous Registration(s)
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IA
07/23/2014 - 07/15/2022 NPB FINANCIAL GROUP, LLC (CRD#:137743) Sacramento, CA
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07/22/2014 - 07/15/2022 NPB FINANCIAL GROUP, LLC (CRD#:137743) Sacramento, CA
IA
03/04/1998 - 07/18/2014 FOOTHILL SECURITIES, INC. (CRD#:1027) DAVIS, CA
B
12/23/1992 - 07/18/2014 FOOTHILL SECURITIES, INC. (CRD#:1027) DAVIS, CA
B
11/28/1984 - 12/23/1992 G. W. STORY & ASSOCIATES, INC. (CRD#:6277) SACRAMENTO, CA
B
08/22/1984 - 10/16/1984 EQUITEC SECURITIES COMPANY (CRD#:6463)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.