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Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2009 (<1 year)IABRYAN INVESTMENTS, LLC (CRD# 157826)2011 - Present (13 years)BFERRIS, BAKER WATTS, LLC (CRD# 285)1988 - 2009 (20 years)BR. W. CORBY & CO., INC. (CRD# 7165)1986 - 1988 (1 year)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1986 - 1986 (<1 year)BDERAND INVESTMENT CORPORATION ... (CRD# 4679)1984 - 1986 (1 year)IAINVESTFORLESS (CRD# 151577)2009 - 2011 (1 year)IAFERRIS, BAKER WATTS, LLC (CRD# 285)1990 - 2009 (18 years)
Disclosure(s)
View By:
5/6/2010
Customer Dispute
Settled
1/12/2010
Customer Dispute
Settled
6/9/2008
Customer Dispute
Settled
12/16/1999
Regulatory
Final
6/2/1999
Regulatory
Final
5/4/1998
Customer Dispute
Settled
2/17/1995
Customer Dispute
Settled
12/14/1994
Customer Dispute
Settled
License(s)

State Registrations

IA
Maryland 8/19/2011

Current Registration(s)
IA
BRYAN INVESTMENTS, LLC (CRD#:157826)
SABILLASVILLE, MD
Registered with this firm since 8/19/2011

Previous Registration(s)
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IA
12/17/2009 - 07/18/2011 INVESTFORLESS (CRD#:151577) WHITE STONE, VA
IA
03/13/2009 - 09/08/2009 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) GAITHERSBURG, MD
B
03/13/2009 - 09/08/2009 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) GAITHERSBURG, MD
IA
10/25/1990 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) GAITHERSBURG, MD
B
09/06/1988 - 03/13/2009 FERRIS, BAKER WATTS, LLC (CRD#:285) GAITHERSBURG, MD
B
12/09/1986 - 09/12/1988 R. W. CORBY & CO., INC. (CRD#:7165)
FINRA expelled the firm on 11/06/2013
B
02/18/1986 - 12/22/1986 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059)
B
09/25/1984 - 03/05/1986 DERAND INVESTMENT CORPORATION OF AMERICA (CRD#:4679)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.