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RICHARD MICHAEL MORRIS
CRD#: 1294966
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1600 PERRINEVILLE RD, UNIT 18
MONROE TWP, NJ 08831
Registration History
1985199019952000200520102015202020252 FIRMS2018 - Present (6 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1987 - 2018 (30 years)BBUTCHER & SINGER INC. (CRD# 6517)1985 - 1986 (1 year)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1984 - 1985 (<1 year)IAINVEST FINANCIAL CORPORATION (CRD# 12984)2004 - 2018 (13 years)
Disclosure(s)
View By:
2/2/2023
Customer Dispute
Denied
11/13/2012
Customer Dispute
Denied
9/25/2009
Customer Dispute
Settled
8/12/2009
Customer Dispute
Denied
11/4/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 2/14/2018

IA
New Jersey 2/14/2018

B
Connecticut 3/13/2024

B
New York 2/14/2018

B
Delaware 2/3/2020

IA
New York 8/3/2021

B
Florida 2/14/2018

B
North Carolina 2/14/2018

B
Georgia 2/14/2018

B
Ohio 2/24/2021

B
Massachusetts 2/14/2018

B
Pennsylvania 2/14/2018

B
Nevada 2/14/2018

B
South Carolina 2/14/2018

B
New Hampshire 6/21/2023

IA
Texas 5/11/2023

B
New Jersey 2/14/2018

B
Virginia 2/14/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1600 PERRINEVILLE RD, UNIT 18, MONROE TWP, NJ 08831
2754 HYLAN BLVD, STATEN ISLAND, NY 10306
Registered with this firm since 2/14/2018

B
LPL FINANCIAL LLC (CRD#:6413)
1600 PERRINEVILLE RD, UNIT 18, MONROE TWP, NJ 08831
2754 HYLAN BLVD, STATEN ISLAND, NY 10306
Registered with this firm since 2/14/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/25/2004 - 02/16/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) MILLTOWN, NJ
B
05/21/1987 - 02/14/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) MILLTOWN, NJ
B
02/15/1985 - 04/15/1986 BUTCHER & SINGER INC. (CRD#:6517)
B
11/02/1984 - 01/01/1985 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.