• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BOYD JOHN KLINGLER
BOYD J KLINGLER
CRD#: 1294692
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 150 N. Riverside Plaza
Suite 2800
Chicago, IL 60606
B. RILEY WEALTH MANAGEMENTCRD#: 2543 150 N. Riverside Plaza
Suite 2800
Chicago, IL 60606
Registration History
1985199019952000200520102015202020252 FIRMS1999 - 2007 (7 years)2 FIRMS2007 - 2011 (4 years)IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2022 - Present (2 years)BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2011 - Present (13 years)BEVEREN SECURITIES, INC. (CRD# 19616)1990 - 1999 (8 years)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1984 - 1990 (6 years)IAB RILEY WEALTH MANAGEMENT (CRD# 2543)2011 - 2022 (11 years)
Disclosure(s)
View By:
11/10/1997
Judgment / Lien
License(s)

State Registrations

B
Arizona 11/4/2024

B
Nevada 6/20/2023

B
California 8/10/2020

B
New York 5/13/2013

B
Florida 4/1/2011

B
Tennessee 1/18/2023

B
Illinois 4/1/2011

B
Texas 4/1/2011

IA
Illinois 8/1/2022

IA
Texas 7/28/2022

B
Indiana 11/19/2021

B
Washington 4/1/2011

B
Michigan 9/25/2015

B
Wisconsin 4/1/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
150 N. Riverside Plaza Suite 2800, Chicago, IL 60606
Registered with this firm since 7/28/2022

B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
150 N. Riverside Plaza Suite 2800, Chicago, IL 60606
Registered with this firm since 4/1/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/01/2011 - 12/31/2022 B RILEY WEALTH MANAGEMENT (CRD#:2543) MEMPHIS, TN
IA
04/03/2007 - 04/01/2011 HOWE BARNES CAPITAL MANAGEMENT, INC. (CRD#:110715) CHICAGO, IL
B
03/30/2007 - 04/01/2011 HOWE BARNES HOEFER & ARNETT, INC. (CRD#:2240) CHICAGO, IL
IA
06/25/1999 - 04/03/2007 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) CHICAGO, IL
B
05/10/1999 - 04/03/2007 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) CHICAGO, IL
B
09/04/1990 - 04/28/1999 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
09/26/1984 - 09/04/1990 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.