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Detailed Report
KENNETH CHARLES HEIDENREICH
KEN HEIDENREICH, KENNY HEIDENREICH
CRD#: 1294144
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 2964 Via Esperanza
Edmond, OK 73013
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 2964 Via Esperanza
Edmond, OK 73013
Registration History
1985199019952000200520102015202020253 FIRMS2001 - 2004 (2 years)2 FIRMS2004 - 2008 (4 years)2 FIRMS2008 - 2018 (9 years)2 FIRMS2018 - Present (6 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1999 - 2001 (1 year)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1984 - 2001 (16 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1984 - 1986 (2 years)
Disclosure(s)
View By:
1/22/2016
Customer Dispute
Denied
9/10/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/1/2018
B
Nebraska 6/1/2018
B
Arkansas 3/21/2024
B
New Mexico 8/17/2018
B
California 2/16/2022
B
North Carolina 8/27/2024
B
Colorado 7/3/2018
B
Oklahoma 6/1/2018
B
Florida 7/27/2022
IA
Oklahoma 6/1/2018
B
Illinois 1/16/2020
B
South Dakota 6/1/2018
B
Indiana 8/21/2024
B
Tennessee 6/11/2024
B
Kansas 6/1/2018
B
Texas 6/1/2018
B
Michigan 7/3/2018
IA
Texas 7/5/2018
B
Minnesota 6/12/2018
B
Utah 7/24/2018
B
Missouri 6/28/2024
B
Wisconsin 1/25/2021
B
Montana 7/26/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
2964 Via Esperanza, Edmond, OK 73013
Registered with this firm since 6/1/2018
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
2964 Via Esperanza, Edmond, OK 73013
Registered with this firm since 6/1/2018
Previous Registration(s)
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IA
 12/12/2008 - 06/06/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OKLAHOMA CITY, OK
B
 12/12/2008 - 06/06/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OKLAHOMA CITY, OK
IA
 06/02/2004 - 12/16/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OKLAHOMA CITY, OK
B
 06/02/2004 - 12/16/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OKLAHOMA CITY, OK
IA
 08/15/2001 - 05/18/2004 METLIFE SECURITIES INC. (CRD#:14251) OKLAHOMA CITY, OK
B
 07/11/2001 - 05/18/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 07/11/2001 - 05/18/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 10/28/1999 - 07/05/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 08/20/1984 - 07/05/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 08/20/1984 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.