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Detailed Report
JOHN CARROLL WALKER
CRD#: 1293148
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 124 PERIMETER PARK RD
STE 102-G
KNOXVILLE, TN 37922
Registration History
198519901995200020052010201520202025IAPRIMERICA ADVISORS (CRD# 10111)2014 - Present (10 years)BPFS INVESTMENTS INC. (CRD# 10111)1984 - Present (40 years)
Disclosure(s)
View By:
8/31/2014
Judgment / Lien
License(s)

State Registrations

B
North Carolina 10/9/2020
IA
Tennessee 10/2/2014
B
South Carolina 3/1/2023
B
Tennessee 12/13/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
124 PERIMETER PARK RD STE 102-G, KNOXVILLE, TN 37922
Registered with this firm since 10/2/2014
B
PFS INVESTMENTS INC. (CRD#:10111)
124 PERIMETER PARK RD STE 102-G, KNOXVILLE, TN 37922
Registered with this firm since 10/19/1984
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.