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JEFFREY PARKER OTT
CRD#: 1291444
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4437 30TH ST.
SAN DIEGO, CA 92116
SAN DIEGO, CA 92116
CETERA ADVISORS LLCCRD#: 10299 4437 30TH STREET
SAN DIEGO, CA 92116
SAN DIEGO, CA 92116
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Arizona 9/8/2022
B
Nevada 9/8/2022
IA
California 11/12/2020
B
New Mexico 9/8/2022
B
California 9/8/2022
B
North Carolina 9/8/2022
B
Colorado 9/8/2022
B
Ohio 8/3/2023
B
Connecticut 9/8/2022
B
Oklahoma 9/8/2022
B
Florida 9/8/2022
B
Oregon 9/8/2022
B
Georgia 9/8/2022
B
Pennsylvania 2/17/2023
B
Illinois 9/8/2022
B
Texas 9/8/2022
B
Kansas 9/8/2022
IA
Texas 11/1/2022
B
Maryland 9/8/2022
B
Utah 9/8/2022
B
Michigan 9/8/2022
B
Virginia 9/8/2022
B
Missouri 9/8/2022
B
Washington 9/8/2022
B
Nebraska 9/8/2022
SRO Registrations
B
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IA
Registered with this firm since 11/12/2020
B
Registered with this firm since 9/8/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/11/2002 - 09/08/2022 | SAN DIEGO, CA | |
IA | 05/15/2014 - 11/12/2020 | SAN DIEGO, CA | |
B | 08/21/1984 - 02/11/2002 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.