Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
198519901995200020052010201520202025IAPAYNE CAPITAL LLC (CRD# 329458)2025 - Present (<1 year)IACWM, LLC (CRD# 155344)2023 - Present (1 year)IANORTHWEST CAPITAL MANAGEMENT INC. (CRD# 108091)2018 - Present (7 years)IAHARBOUR INVESTMENT MANAGEMENT ... (CRD# 111166)2017 - 2019 (1 year)IANORTHWEST CAPITAL MANAGEMENT INC. (CRD# 108091)1998 - 2017 (19 years)
Disclosure(s)
View By:
6/1/1981
Civil Bond
License(s)

State Registrations

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Oregon 2/20/2018
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Washington 2/20/2018
Current Registration(s)
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PAYNE CAPITAL LLC (CRD#:329458)
LAKE OSWEGO, OR
Registered with this firm since 2/25/2025
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CWM, LLC (CRD#:155344)
1 Centerpointe Drive, Ste. 115, Lake Oswego, OR 97035
Registered with this firm since 6/12/2023
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NORTHWEST CAPITAL MANAGEMENT INC. (CRD#:108091)
1 CENTERPOINTE DRIVE SUITE 115, LAKE OSWEGO, OR 97035
Registered with this firm since 2/15/2018
Previous Registration(s)
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 08/01/2017 - 01/04/2019 HARBOUR INVESTMENT MANAGEMENT L.L.C. (CRD#:111166) EDMONDS, WA
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 06/01/1998 - 12/31/2017 NORTHWEST CAPITAL MANAGEMENT INC. (CRD#:108091) PORTLAND, OR
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.