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TIMOTHY ALEXANDER QUIGLEY
TIM QUIGLEY
CRD#: 1289867
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2101 Market St
Philadelphia, PA 19103
Registration History
1985199019952000200520102015202020252 FIRMS2010 - 2012 (2 years)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2022 (7 years)2 FIRMS2022 - Present (2 years)BMETLIFE SECURITIES INC. (CRD# 14251)2005 - 2009 (3 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2005 - 2007 (1 year)BCITISTREET EQUITIES LLC (CRD# 7447)1991 - 2005 (14 years)BLUTHERAN BROTHERHOOD SECURITIE... (CRD# 4205)1987 - 1991 (4 years)BJOHN HANCOCK DISTRIBUTORS, INC. (CRD# 468)1984 - 1987 (2 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2007 - 2009 (1 year)
License(s)

State Registrations

B
California 10/21/2022

B
New York 5/18/2022

B
Delaware 5/18/2022

B
North Carolina 5/18/2022

B
District of Columbia 5/18/2022

B
Oklahoma 10/13/2022

B
Florida 5/18/2022

B
Pennsylvania 5/18/2022

B
Georgia 5/18/2022

IA
Pennsylvania 5/18/2022

B
Illinois 6/22/2022

B
South Carolina 5/18/2022

B
Maryland 5/18/2022

B
Texas 10/4/2022

B
Michigan 5/18/2022

B
Virginia 10/17/2022

B
Nevada 10/4/2022

B
Washington 1/9/2023

B
New Jersey 5/18/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2101 Market St, Philadelphia, PA 19103
Registered with this firm since 5/18/2022

B
LPL FINANCIAL LLC (CRD#:6413)
2101 Market St, Philadelphia, PA 19103
Registered with this firm since 5/18/2022

Previous Registration(s)
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IA
04/01/2015 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Philadelphia, PA
B
04/01/2015 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) Philadelphia, PA
IA
04/09/2012 - 03/06/2015 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) COLUMBIA, MD
B
04/09/2012 - 03/06/2015 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) COLUMBIA, MD
IA
03/17/2014 - 07/21/2014 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) KIMBERTON, PA
B
03/17/2014 - 07/21/2014 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) KIMBERTON, PA
IA
01/04/2010 - 05/02/2012 NFP SECURITIES, INC. (CRD#:42046) FORT WASHINGTON, PA
B
01/04/2010 - 05/02/2012 NFP SECURITIES, INC. (CRD#:42046) FORT WASHINGTON, PA
IA
11/02/2007 - 01/23/2009 METLIFE SECURITIES INC. (CRD#:14251) WAYNE, PA
B
11/28/2005 - 01/23/2009 METLIFE SECURITIES INC. (CRD#:14251) WAYNE, PA
B
11/28/2005 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) WAYNE, PA
B
12/09/1991 - 12/31/2005 CITISTREET EQUITIES LLC (CRD#:7447) SOMERSET, NJ
B
11/19/1987 - 12/11/1991 LUTHERAN BROTHERHOOD SECURITIES CORP. (CRD#:4205) MINNEAPOLIS, MN
B
12/11/1984 - 11/24/1987 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.