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Detailed Report
BILL HOUGHTON
CLARENCE WINTHROP HOUGHTON
CRD#: 1289717
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 PLANO, TX
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2007 (7 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2023 (14 years)2 FIRMS2023 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 2000 (7 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1988 - 1992 (4 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1988 (<1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1984 - 1988 (3 years)
License(s)

State Registrations

B
Arizona 2/10/2023
B
New Jersey 2/10/2023
B
California 2/10/2023
B
Oregon 2/10/2023
IA
California 2/10/2023
B
Tennessee 2/10/2023
B
Florida 2/28/2024
B
Texas 2/10/2023
B
Hawaii 2/10/2023
IA
Texas 2/10/2023
B
Idaho 2/10/2023
B
Utah 4/3/2024
B
New Hampshire 2/16/2023
B
Virginia 2/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
PLANO, TX
Registered with this firm since 2/10/2023
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
PLANO, TX
Registered with this firm since 2/10/2023
Previous Registration(s)
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IA
 01/12/2009 - 02/10/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALNUT CREEK, CA
B
 01/09/2009 - 02/10/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WALNUT CREEK, CA
IA
 04/02/2007 - 01/12/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WALNUT CREEK, CA
B
 04/02/2007 - 01/12/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WALNUT CREEK, CA
IA
 09/15/2000 - 04/02/2007 MORGAN STANLEY (CRD#:7556) DANVILLE, CA
B
 01/07/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) DANVILLE, CA
B
 07/07/1992 - 02/01/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 04/28/1988 - 07/06/1992 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 04/11/1988 - 05/05/1988 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
B
 10/04/1984 - 04/11/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.