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Detailed Report
JAMES HOWARD MEANIX
JIM MEANIX
CRD#: 1289380
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1000 CONTINENTAL DRIVE
SUITE 695
KNG OF PRUSSIA, PA 19406
Registration History
1996199820002002200420062008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2006 - Present (19 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1996 - Present (28 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1998 - 2002 (3 years)
License(s)

State Registrations

B
Alabama 1/10/2008
B
Nebraska 8/29/2005
B
Arizona 3/21/2002
B
Nevada 1/1/2002
B
Arkansas 1/10/2008
B
New Hampshire 5/9/2003
B
California 1/1/2002
B
New Jersey 1/1/2002
B
Colorado 7/15/2002
B
New Mexico 1/10/2008
B
Connecticut 9/7/2006
B
New York 2/22/2005
B
Delaware 1/1/2002
B
North Carolina 1/1/2002
B
District of Columbia 3/7/2002
B
North Dakota 6/28/1999
B
Florida 9/23/2002
B
Ohio 10/3/2002
B
Georgia 5/15/2002
B
Oklahoma 10/16/2002
B
Idaho 1/10/2008
B
Oregon 1/1/2002
B
Illinois 1/1/2002
B
Pennsylvania 1/1/2002
B
Indiana 1/1/2002
IA
Pennsylvania 2/21/2006
B
Iowa 1/1/2002
B
Rhode Island 11/16/2001
B
Kansas 1/27/2003
B
South Carolina 1/10/2008
B
Kentucky 5/10/2007
B
South Dakota 4/3/2002
B
Louisiana 1/12/2005
B
Tennessee 7/12/2004
B
Maine 1/10/2008
B
Texas 1/1/2002
B
Maryland 1/1/2002
B
Utah 6/6/2001
B
Massachusetts 6/11/2002
B
Vermont 3/8/2002
B
Michigan 1/1/2002
B
Virginia 1/1/2002
B
Minnesota 1/1/2002
B
Washington 9/7/1999
B
Mississippi 1/10/2008
B
West Virginia 1/10/2008
B
Missouri 3/21/2005
B
Wisconsin 11/8/2005
B
Montana 6/18/1999
B
Wyoming 3/21/2002

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
1000 CONTINENTAL DRIVE SUITE 695, KNG OF PRUSSIA, PA 19406
Registered with this firm since 2/21/2006
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
1000 CONTINENTAL DRIVE SUITE 695, KNG OF PRUSSIA, PA 19406
Registered with this firm since 11/12/1996
Previous Registration(s)
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B
 07/09/1998 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.