Individual Firm
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MICHAEL PATRICK DOUGHERTY
CRD#: 1287396
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UNITED ADVISORS AMERICACRD#: 147350 EDEN PRAIRE, MN
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Disclosures
13
Years of Experience
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State Registrations
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Minnesota 10/17/2018
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Washington 5/20/2024
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Texas 5/20/2024
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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