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Detailed Report
MICHAEL PATRICK DOUGHERTY
CRD#: 1287396
IA
Investment Adviser
UNITED ADVISORS AMERICACRD#: 147350 EDEN PRAIRE, MN
Registration History
20122014201620182020202220242026IAUNITED ADVISORS AMERICA (CRD# 147350)2011 - Present (13 years)
License(s)

State Registrations

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Minnesota 10/17/2018
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Washington 5/20/2024
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Texas 5/20/2024
Current Registration(s)
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UNITED ADVISORS AMERICA (CRD#:147350)
EDEN PRAIRE, MN
Registered with this firm since 11/7/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.