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JOHN DAVID FOLEY
JOHN DAVID FOLEY SR
CRD#: 1287148
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2911 CROSSING CT STE 102
CHAMPAIGN, IL 61822
CHAMPAIGN, IL 61822
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2911 CROSSING CT STE 102
CHAMPAIGN, IL 61822
CHAMPAIGN, IL 61822
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Alabama 1/31/2019
B
Mississippi 1/5/2023
B
Arizona 1/31/2019
B
Missouri 1/31/2019
B
California 1/31/2019
B
Nevada 3/18/2019
B
Colorado 1/31/2019
B
North Carolina 6/17/2021
B
Florida 1/31/2019
B
North Dakota 7/5/2022
B
Georgia 1/31/2019
B
Ohio 1/31/2019
B
Hawaii 1/31/2019
B
Oregon 1/2/2025
B
Illinois 1/31/2019
B
Pennsylvania 7/26/2024
IA
Illinois 6/29/2023
B
South Carolina 1/31/2019
B
Indiana 1/31/2019
B
Tennessee 1/31/2019
B
Iowa 1/31/2019
B
Texas 1/31/2019
B
Kansas 1/2/2025
IA
Texas 6/29/2023
B
Kentucky 1/31/2019
B
Utah 1/31/2019
B
Maine 10/18/2023
B
Virginia 1/2/2025
B
Michigan 1/31/2019
B
Washington 1/31/2019
B
Minnesota 1/31/2019
B
Wisconsin 1/31/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 1/31/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/31/2019 - 06/29/2023 | DECATUR, IL | |
IA | 11/04/2013 - 02/20/2019 | CHAMPAIGN, IL | |
B | 11/04/2013 - 02/20/2019 | CHAMPAIGN, IL | |
IA | 02/24/2006 - 11/21/2013 | SAVOY, IL | |
B | 02/24/2006 - 11/21/2013 | SAVOY, IL | |
IA | 06/06/2006 - 11/01/2013 | SAVOY, IL | |
IA | 08/27/2003 - 04/11/2006 | PARSIPPANY, NJ | |
B | 08/27/2003 - 03/02/2006 | SAVOY, IL | |
IA | 08/27/2003 - 08/04/2004 | SAVOY, IL | |
IA | 08/27/2003 - 12/31/2003 | CHAMPAIGN, IL | |
IA | 03/18/1999 - 09/09/2003 | CHAMPAIGN, IL | |
B | 03/05/1999 - 09/09/2003 | FORT MILL, SC | |
B | 10/24/1984 - 03/15/1999 | NEWARK, NJ |
SAVOY, IL
06/06/2006 - 11/01/2013
PARSIPPANY, NJ
08/27/2003 - 04/11/2006
CHAMPAIGN, IL
08/27/2003 - 12/31/2003
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.