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Detailed Report
RONALD MATHEW SHMYR
RON SHMYR, RONALD M SHMYR
CRD#: 1286807
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 730 PENNIMAN AVENUE
PLYMOUTH, MI 48170
Registration History
1985199019952000200520102015202020252 FIRMS2008 - Present (16 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 2008 (24 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2008 (8 years)
License(s)

State Registrations

B
Alabama 1/15/2020
IA
Michigan 9/16/2010
B
Arizona 2/2/2009
B
Minnesota 1/6/2023
B
California 12/5/2008
B
New Hampshire 1/3/2023
B
Colorado 12/5/2008
B
New Jersey 1/15/2020
B
Connecticut 12/5/2008
B
New York 12/5/2008
B
Delaware 1/3/2023
B
North Carolina 12/5/2008
B
Florida 12/5/2008
B
Ohio 1/3/2023
IA
Florida 9/24/2021
B
Pennsylvania 1/3/2023
B
Georgia 12/5/2008
B
South Carolina 12/5/2008
B
Illinois 1/3/2023
B
Tennessee 1/24/2022
B
Indiana 1/10/2014
B
Texas 12/5/2008
B
Kansas 12/5/2008
IA
Texas 12/5/2008
B
Kentucky 12/8/2008
B
Utah 1/3/2023
B
Maryland 3/2/2015
B
Virginia 12/5/2008
B
Massachusetts 1/3/2023
B
Washington 12/5/2008
B
Michigan 12/5/2008
B
Wisconsin 8/22/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
730 PENNIMAN AVENUE, PLYMOUTH, MI 48170
GAYLORD, MI
Registered with this firm since 12/5/2008
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
730 PENNIMAN AVENUE, PLYMOUTH, MI 48170
GAYLORD, MI
Registered with this firm since 12/5/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/03/2000 - 12/09/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ANN ARBOR, MI
B
 08/22/1984 - 12/09/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ANN ARBOR, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.