Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Janet Sweeney
JANET LYNN CASALE, JANET CASALE SWEENEY
CRD#: 1286338
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3825 PGA BLVD
8TH AND 9TH FLOOR
PALM BEACH GARDENS, FL 33410
Registration History
1985199019952000200520102015202020252 FIRMS2011 - 2014 (2 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2020 - 2023 (3 years)BLAZARD ASSET MANAGEMENT SECURI... (CRD# 129119)2014 - 2020 (6 years)BSUN LIFE FINANCIAL DISTRIBUTOR... (CRD# 5496)2007 - 2011 (3 years)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)1987 - 2007 (20 years)BTUCKER, ANTHONY & R. L. DAY, INC. (CRD# 837)1984 - 1987 (2 years)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2021 - 2025 (3 years)
License(s)

State Registrations

B
Alabama 9/19/2023
B
Montana 9/19/2023
B
Alaska 9/21/2023
B
Nebraska 9/19/2023
B
Arizona 9/12/2023
B
Nevada 9/29/2023
B
Arkansas 9/19/2023
B
New Hampshire 9/12/2023
B
California 9/12/2023
B
New Jersey 9/12/2023
B
Colorado 9/12/2023
B
New Mexico 9/12/2023
B
Connecticut 9/12/2023
B
New York 9/12/2023
B
Delaware 9/12/2023
B
North Carolina 9/29/2023
B
District of Columbia 9/29/2023
B
North Dakota 9/12/2023
B
Florida 9/12/2023
B
Ohio 9/12/2023
IA
Florida 1/22/2024
B
Oklahoma 9/12/2023
B
Georgia 9/29/2023
B
Oregon 9/19/2023
B
Hawaii 9/13/2023
B
Pennsylvania 9/29/2023
B
Idaho 9/19/2023
B
Puerto Rico 9/19/2023
B
Illinois 9/12/2023
B
Rhode Island 9/29/2023
B
Indiana 9/12/2023
B
South Carolina 9/12/2023
B
Iowa 9/12/2023
B
South Dakota 9/29/2023
B
Kansas 9/12/2023
B
Tennessee 9/12/2023
B
Kentucky 9/12/2023
B
Texas 9/12/2023
B
Louisiana 9/12/2023
B
Utah 9/12/2023
B
Maine 9/12/2023
B
Vermont 9/12/2023
B
Maryland 9/12/2023
B
Virgin Islands 9/19/2023
B
Massachusetts 9/12/2023
B
Virginia 9/18/2023
B
Michigan 9/12/2023
B
Washington 9/12/2023
B
Minnesota 9/12/2023
B
West Virginia 9/29/2023
B
Mississippi 9/12/2023
B
Wisconsin 9/12/2023
B
Missouri 9/19/2023
B
Wyoming 9/29/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3825 PGA BLVD 8TH AND 9TH FLOOR, PALM BEACH GARDENS, FL 33410
West Palm Beach, FL
Registered with this firm since 1/22/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3825 PGA BLVD 8TH AND 9TH FLOOR, PALM BEACH GARDENS, FL 33410
Marblehead, MA
Registered with this firm since 9/12/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/15/2021 - 03/21/2025 J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559) PALM BEACH GARDENS, FL
B
 06/01/2020 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) BOSTON, MA
B
 05/07/2014 - 06/04/2020 LAZARD ASSET MANAGEMENT SECURITIES LLC (CRD#:129119) NEW YORK, NY
IA
 12/14/2011 - 04/11/2014 PAYDEN & RYGEL (CRD#:107160) LOS ANGELES, CA
B
 12/14/2011 - 04/11/2014 PAYDEN & RYGEL DISTRIBUTORS (CRD#:29868) LOS ANGELES, CA
B
 09/18/2007 - 01/07/2011 SUN LIFE FINANCIAL DISTRIBUTORS, INC. (CRD#:5496) BOSTON, MA
B
 07/06/1987 - 07/02/2007 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) ANDOVER, MA
B
 07/26/1984 - 05/08/1987 TUCKER, ANTHONY & R. L. DAY, INC. (CRD#:837)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.