Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KATHLEEN AGATHA CAMPOS
KATHLEEN A BURNS, KATHLEEN AGATHA BURNS, KATHLEEN A CAMPOS
CRD#: 1285140
IA
B
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Suite 700
Pasadena, CA 91101
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Arizona 1/11/2021
B
Nevada 12/4/2020
B
Arkansas 12/4/2020
B
New Hampshire 12/4/2020
B
California 12/4/2020
B
New York 12/22/2023
IA
California 12/4/2020
B
North Carolina 9/13/2022
B
Connecticut 8/6/2024
B
Ohio 12/4/2020
B
Florida 12/4/2020
B
Oregon 12/4/2020
B
Hawaii 6/7/2022
B
Tennessee 12/4/2020
B
Idaho 6/7/2022
B
Texas 12/4/2020
B
Illinois 8/1/2023
IA
Texas 12/4/2020
B
Kansas 4/28/2021
B
Utah 1/15/2025
B
Louisiana 12/4/2020
B
Virginia 4/22/2021
B
Missouri 9/13/2022
B
Washington 12/4/2020
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/4/2020
B
Registered with this firm since 12/4/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/30/2009 - 12/15/2020 | PASADENA, CA | |
B | 01/30/2009 - 12/15/2020 | PASADENA, CA | |
IA | 01/05/1994 - 02/02/2009 | PASADENA, CA | |
B | 08/13/1993 - 02/02/2009 | PASADENA, CA | |
B | 09/20/1984 - 09/22/1988 |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.