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PETER CHARLES MCMANUS
CRD#: 1284284
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 370 MAIN STREET
SUITE 1000
WORCESTER, MA 01608
Registration History
198519901995200020052010201520202025IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2011 - Present (13 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2009 - Present (15 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2009 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2008 (11 years)BJOSEPHTHAL LYON & ROSS INCORPO... (CRD# 3227)1994 - 1996 (1 year)BD. BLECH & COMPANY, INCORPORATED (CRD# 26063)1994 - 1994 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 1994 (3 years)BGRUNTAL & CO. INCORPORATED (CRD# 372)1988 - 1990 (2 years)BOPPENHEIMER & CO., INC. (CRD# 630)1987 - 1988 (1 year)BROONEY, PACE INC. (CRD# 6218)1985 - 1986 (1 year)BD. H. BLAIR & CO., INC. (CRD# 6833)1984 - 1985 (<1 year)BMCLAUGHLIN, PIVEN, VOGEL INC. (CRD# 7404)1984 - 1984 (<1 year)
Disclosure(s)
View By:
3/1/2010
Customer Dispute
Denied
3/1/2010
Customer Dispute
Denied
3/1/2010
Customer Dispute
Denied
7/15/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 1/3/2024

IA
Massachusetts 12/13/2011

B
Arkansas 8/21/2023

B
New York 6/18/2009

B
Connecticut 6/18/2009

B
Pennsylvania 6/18/2009

B
Florida 11/20/2009

B
Rhode Island 6/18/2009

B
Maine 6/18/2009

B
South Carolina 5/7/2021

B
Massachusetts 6/18/2009

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
370 MAIN STREET SUITE 1000, WORCESTER, MA 01608
Registered with this firm since 12/13/2011

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
370 MAIN STREET SUITE 1000, WORCESTER, MA 01608
Registered with this firm since 6/18/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/01/2008 - 06/19/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) WORCESTER, MA
B
02/07/1996 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) WORCESTER, MA
B
10/07/1994 - 02/29/1996 JOSEPHTHAL LYON & ROSS INCORPORATED (CRD#:3227) NEW YORK, NY
B
02/04/1994 - 10/27/1994 D. BLECH & COMPANY, INCORPORATED (CRD#:26063) NEW YORK, NY
B
11/27/1990 - 02/10/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
05/19/1988 - 11/30/1990 GRUNTAL & CO. INCORPORATED (CRD#:372) NEW YORK, NY
B
01/30/1987 - 05/25/1988 OPPENHEIMER & CO., INC. (CRD#:630)
B
04/29/1985 - 06/19/1986 ROONEY, PACE INC. (CRD#:6218)
FINRA expelled the firm on 10/31/1988
B
10/11/1984 - 04/29/1985 D. H. BLAIR & CO., INC. (CRD#:6833)
B
08/21/1984 - 10/05/1984 MCLAUGHLIN, PIVEN, VOGEL INC. (CRD#:7404)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.