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Detailed Report
Raymond Robert Patsy
CRD#: 1284167
IA
Investment Adviser
B
Broker
GROVE POINT ADVISORS, LLCCRD#: 313171 Woodbine, MD
GROVE POINT INVESTMENTS, LLCCRD#: 1763 WOODBINE, MD
Registration History
198519901995200020052010201520202025IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - Present (3 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)1999 - Present (25 years)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)1997 - 1999 (2 years)BBERKSHIRE EQUITY SALES, INC. (CRD# 87)1990 - 1997 (7 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1984 - 1990 (5 years)IAH. BECK, INC. (CRD# 1763)2001 - 2021 (20 years)
License(s)

State Registrations

B
Kentucky 10/23/2024
B
South Carolina 6/5/2008
B
Maryland 12/8/1999
B
Tennessee 10/23/2024
IA
Maryland 4/1/2021
B
Virginia 3/27/2001
B
New York 10/23/2024
B
West Virginia 10/23/2024
B
North Carolina 10/24/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GROVE POINT ADVISORS, LLC (CRD#:313171)
Woodbine, MD
Registered with this firm since 4/1/2021
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
WOODBINE, MD
Registered with this firm since 12/8/1999
Previous Registration(s)
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IA
 03/16/2001 - 04/01/2021 H. BECK, INC. (CRD#:1763) WOODBINE, MD
B
 12/02/1997 - 12/12/1999 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
 03/06/1990 - 12/18/1997 BERKSHIRE EQUITY SALES, INC. (CRD#:87) PITTSFIELD, MA
B
 09/14/1984 - 02/27/1990 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.