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Detailed Report
TERRY STEVEN WEISSBERG
CRD#: 1284073
IA
Investment Adviser
B
Broker
NORTHERN TRUST INVESTMENTS, INCORPORATEDCRD#: 105780 777 SOUTH FLAGLER DRIVE
12TH FLOOR
WEST PALM BEACh, FL 33401
NORTHERN TRUST SECURITIES, INC.CRD#: 7927 777 SOUTH FLAGLER DRIVE 12TH FLOOR
WEST PALM BEACH, FL 33401
Registration History
1985199019952000200520102015202020252 FIRMS2016 - Present (9 years)BMANAGED ACCOUNT SERVICES, LLC (CRD# 133803)2010 - 2016 (5 years)BJESUP & LAMONT SECURITIES CORP (CRD# 39056)2006 - 2010 (4 years)BADVEST, INC. (CRD# 10)2005 - 2006 (<1 year)BUSALLIANZ SECURITIES, INC. (CRD# 40875)2003 - 2005 (1 year)BAELTUS CAPITAL, INC (CRD# 24928)1996 - 1999 (2 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1994 - 1996 (1 year)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1988 - 1994 (5 years)BTOWNSLEY ASSOCIATES AND COMPAN... (CRD# 14211)1984 - 1986 (2 years)IAINDEPENDENT PORTFOLIO CONSULTA... (CRD# 120420)2005 - 2016 (10 years)IAUSALLIANZ SECURITIES, INC. (CRD# 40875)2004 - 2005 (1 year)
License(s)

State Registrations

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Alabama 3/10/2017
B
Montana 6/1/2016
B
Alaska 3/10/2017
B
Nebraska 6/1/2016
B
Arizona 2/18/2016
B
Nevada 2/18/2016
B
Arkansas 2/4/2016
B
New Hampshire 6/1/2016
B
California 6/1/2016
B
New Jersey 6/1/2016
B
Colorado 2/4/2016
B
New Mexico 3/10/2017
B
Connecticut 2/5/2016
B
New York 6/1/2016
B
Delaware 3/10/2017
B
North Carolina 3/10/2017
B
District of Columbia 3/10/2017
B
North Dakota 3/10/2017
B
Florida 2/3/2016
B
Ohio 2/4/2016
IA
Florida 2/17/2016
B
Oklahoma 2/18/2016
B
Georgia 3/2/2016
B
Oregon 2/16/2016
B
Hawaii 3/10/2017
B
Pennsylvania 6/1/2016
B
Idaho 3/10/2017
B
Puerto Rico 3/10/2017
B
Illinois 2/8/2016
B
Rhode Island 3/10/2017
B
Indiana 6/1/2016
B
South Carolina 3/10/2017
B
Iowa 6/1/2016
B
South Dakota 3/10/2017
B
Kansas 2/16/2016
B
Tennessee 6/1/2016
B
Kentucky 6/1/2016
B
Texas 6/1/2016
B
Louisiana 2/4/2016
B
Utah 3/10/2017
B
Maine 2/5/2016
B
Vermont 2/4/2016
B
Maryland 2/4/2016
B
Virgin Islands 3/10/2017
B
Massachusetts 6/1/2016
B
Virginia 2/16/2016
B
Michigan 2/16/2016
B
Washington 3/10/2017
B
Minnesota 6/1/2016
B
West Virginia 6/1/2016
B
Mississippi 3/10/2017
B
Wisconsin 6/1/2016
B
Missouri 2/10/2016
B
Wyoming 3/10/2017

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST INVESTMENTS, INCORPORATED (CRD#:105780)
777 SOUTH FLAGLER DRIVE 12TH FLOOR, WEST PALM BEACh, FL 33401
Registered with this firm since 2/17/2016
B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
777 SOUTH FLAGLER DRIVE 12TH FLOOR, WEST PALM BEACH, FL 33401
Registered with this firm since 2/3/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/05/2005 - 01/15/2016 INDEPENDENT PORTFOLIO CONSULTANTS, INC. (CRD#:120420) BOCA RATON, FL
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 05/08/2010 - 01/15/2016 MANAGED ACCOUNT SERVICES, LLC (CRD#:133803) BOCA RATON, FL
B
 03/27/2006 - 05/12/2010 JESUP & LAMONT SECURITIES CORP (CRD#:39056)
FINRA expelled the firm on 11/04/2010
BOCA RATON, FL
B
 07/22/2005 - 03/06/2006 ADVEST, INC. (CRD#:10) HARTFORD, CT
IA
 02/04/2004 - 07/07/2005 USALLIANZ SECURITIES, INC. (CRD#:40875) NORTH PALM BEACH, FL
B
 11/07/2003 - 07/07/2005 USALLIANZ SECURITIES, INC. (CRD#:40875) MINNEAPOLIS, MN
B
 09/09/1996 - 06/15/1999 AELTUS CAPITAL, INC (CRD#:24928) HARTFORD, CT
B
 12/21/1994 - 08/01/1996 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
 05/26/1988 - 02/24/1994 TRAVELERS EQUITIES SALES, INC. (CRD#:833) EL SEGUNDO, CA
B
 07/26/1984 - 12/18/1986 TOWNSLEY ASSOCIATES AND COMPANY, INC. (CRD#:14211)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.