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LISA SHARON STOCKTON
LISA SHARON HEITNER
CRD#: 1283260
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2929 ALLEN PARKWAY
HOUSTON, TX 77019
Registration History
199019952000200520102015202020252 FIRMS1990 - 1990 (<1 year)2 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - Present (10 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2004 - 2008 (4 years)BELITE SECURITIES, INC. (CRD# 119220)2002 - 2008 (5 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1998 - 2004 (5 years)BFIRST VARIABLE CAPITAL SERVICE... (CRD# 30007)1996 - 1996 (<1 year)BTRADESTAR INVESTMENTS,INC. (CRD# 14565)1994 - 1995 (1 year)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)1993 - 1993 (<1 year)BBROKERS TRANSACTION SERVICES, INC. (CRD# 17587)1992 - 1993 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1991 - 1991 (<1 year)IAING FINANCIAL PARTNERS, INC (CRD# 2882)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alabama 11/7/2014

B
Montana 11/7/2014

B
Alaska 11/7/2014

B
Nebraska 11/7/2014

B
Arizona 11/7/2014

B
Nevada 11/7/2014

B
Arkansas 11/7/2014

B
New Hampshire 11/7/2014

B
California 11/7/2014

B
New Jersey 11/7/2014

B
Colorado 11/7/2014

B
New Mexico 11/7/2014

B
Connecticut 11/7/2014

B
New York 11/7/2014

B
Delaware 11/7/2014

B
North Carolina 11/10/2014

B
District of Columbia 11/7/2014

B
North Dakota 11/7/2014

B
Florida 11/7/2014

B
Ohio 11/10/2014

B
Georgia 11/7/2014

B
Oklahoma 11/7/2014

B
Hawaii 11/7/2014

B
Oregon 11/7/2014

B
Idaho 11/7/2014

B
Pennsylvania 11/7/2014

B
Illinois 11/7/2014

B
Rhode Island 11/7/2014

B
Indiana 11/7/2014

B
South Carolina 11/7/2014

B
Iowa 11/7/2014

B
South Dakota 11/7/2014

B
Kansas 11/7/2014

B
Tennessee 11/7/2014

B
Kentucky 11/7/2014

B
Texas 11/7/2014

B
Louisiana 11/7/2014

IA
Texas 11/7/2014

B
Maine 11/7/2014

B
Utah 11/7/2014

B
Maryland 11/7/2014

B
Vermont 11/7/2014

B
Massachusetts 11/7/2014

B
Virginia 11/7/2014

B
Michigan 11/7/2014

B
Washington 11/7/2014

B
Minnesota 11/7/2014

B
West Virginia 11/7/2014

B
Mississippi 11/7/2014

B
Wisconsin 11/7/2014

B
Missouri 11/7/2014

B
Wyoming 11/7/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 11/7/2014

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Registered with this firm since 11/7/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/12/2011 - 07/25/2014 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) HOUSTON, TX
B
04/12/2011 - 07/25/2014 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN DIEGO, CA
IA
09/24/2008 - 03/30/2011 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) HOUSTON, TX
B
09/18/2008 - 03/30/2011 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) HOUSTON, TX
IA
08/31/2007 - 08/14/2008 ING FINANCIAL PARTNERS, INC (CRD#:2882) HOUSTON, TX
B
01/01/2004 - 08/14/2008 ING FINANCIAL PARTNERS, INC. (CRD#:2882) HOUSTON, TX
B
07/23/2002 - 05/01/2008 ELITE SECURITIES, INC. (CRD#:119220) HOUSTON, TX
B
04/21/1998 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
04/18/1996 - 10/14/1996 FIRST VARIABLE CAPITAL SERVICES, INC. (CRD#:30007) BIRMINGHAM, AL
B
02/18/1994 - 11/02/1995 TRADESTAR INVESTMENTS,INC. (CRD#:14565) HOUSTON, TX
B
07/07/1993 - 12/31/1993 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
10/07/1992 - 07/06/1993 BROKERS TRANSACTION SERVICES, INC. (CRD#:17587) DALLAS, TX
B
04/05/1991 - 07/16/1991 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
09/04/1990 - 10/25/1990 KEMPER SECURITIES GROUP, INC. (CRD#:19616) ST. LOUIS, MO
B
08/23/1990 - 09/04/1990 LOVETT UNDERWOOD NEUHAUS & WEBB, INC. (CRD#:22540)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.