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V CULLEN KEMPSON III
V CULLEN KEMPSON, Voigt C Kempson III
CRD#: 1280887
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 351 Sparta Ave
Suite 204
Sparta, NJ 07871
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2016 (9 years)2 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2000 - 2007 (6 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2000 - 2002 (1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2000 (<1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1999 - 1999 (<1 year)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1985 - 1999 (14 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1984 - 1999 (14 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - 2007 (2 years)
Disclosure(s)
View By:
5/5/2017
Regulatory
Final
6/14/2016
Employment Separation After Allegations
License(s)

State Registrations

B
Connecticut 10/11/2024

B
New York 10/11/2024

B
District of Columbia 10/11/2024

B
Oregon 10/11/2024

B
Florida 10/11/2024

B
Vermont 10/11/2024

B
New Jersey 10/11/2024

B
Virginia 10/11/2024

IA
New Jersey 10/11/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
351 Sparta Ave Suite 204, Sparta, NJ 07871
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
351 Sparta Ave Suite 204, Sparta, NJ 07871
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/14/2016 - 10/11/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
06/14/2016 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Sparta, NJ
IA
02/16/2007 - 06/27/2016 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) SPARTA, NJ
B
02/16/2007 - 06/27/2016 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) SPARTA, NJ
IA
02/11/2005 - 02/20/2007 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) SPARTA, NJ
B
05/18/2000 - 02/20/2007 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SPARTA, NJ
B
05/18/2000 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
05/03/1999 - 03/31/2000 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
04/19/1999 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
03/19/1985 - 04/15/1999 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
10/16/1984 - 04/15/1999 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.