• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
GREGORY CHARLES GLOSSER
GREG GLOSSER
CRD#: 1280880
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 100 CRESCENT COURT
SUITE 1500
DALLAS, TX 75201-1871
Registration History
198519901995200020052010201520202025IARBC CAPITAL MARKETS, LLC (CRD# 31194)2006 - Present (19 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)1998 - Present (26 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1998 - 1998 (<1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1994 - 1998 (3 years)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1990 - 1994 (4 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1990 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1987 - 1988 (<1 year)BROTAN MOSLE INC. (CRD# 727)1984 - 1987 (3 years)
Disclosure(s)
View By:
11/12/2009
Customer Dispute
Denied
11/4/2002
Customer Dispute
Denied
4/22/1993
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 4/22/2010

B
Missouri 3/2/1998

B
Arizona 3/2/1998

B
Montana 12/8/1999

B
Arkansas 3/2/1998

B
Nebraska 3/22/2022

B
California 3/2/1998

B
Nevada 9/28/2015

B
Colorado 3/2/1998

B
New Hampshire 2/24/2017

IA
Colorado 6/30/2017

B
New Jersey 1/5/2012

B
Connecticut 3/2/1998

B
New Mexico 3/2/1998

B
Delaware 7/11/2014

B
New York 3/2/1998

B
District of Columbia 2/1/2012

B
North Carolina 3/2/1998

B
Florida 3/2/1998

B
Ohio 3/2/1998

B
Georgia 2/15/2001

B
Oklahoma 3/2/1998

B
Hawaii 3/17/2015

B
Oregon 6/24/2024

B
Idaho 1/5/2012

B
Pennsylvania 5/27/2008

B
Illinois 3/2/1998

B
South Carolina 3/2/1998

B
Indiana 1/31/2012

B
Tennessee 6/30/2008

B
Iowa 8/17/2005

B
Texas 3/2/1998

B
Kansas 2/28/2012

IA
Texas 1/11/2006

B
Kentucky 1/4/2012

B
Utah 8/17/2016

B
Louisiana 3/2/1998

B
Virginia 3/2/1998

B
Maryland 3/2/1998

B
Washington 3/2/1998

B
Massachusetts 1/10/2012

B
West Virginia 7/28/2016

B
Michigan 3/2/1998

B
Wisconsin 1/4/2012

B
Minnesota 1/6/1999

B
Wyoming 3/2/1998

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 CRESCENT COURT SUITE 1500, DALLAS, TX 75201-1871
Crested Butte, CO
Registered with this firm since 1/11/2006

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 CRESCENT COURT SUITE 1500, DALLAS, TX 75201-1871
Crested Butte, CO
Registered with this firm since 3/2/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/02/1998 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
04/21/1994 - 01/02/1998 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
B
01/15/1990 - 04/26/1994 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
02/15/1988 - 01/30/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
08/31/1987 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
08/27/1984 - 09/08/1987 ROTAN MOSLE INC. (CRD#:727)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.