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TIMOTHY C HEALY
TIMOTHY CHRISTOPHER HEALY, TIMOTHY HEALY
CRD#: 1280752
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 6460 E PACIFIC COAST HWY
STE 223
LONG BEACH, CA 90803
Registration History
1985199019952000200520102015202020252 FIRMS1998 - 2004 (6 years)2 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - 2022 (13 years)2 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 1997 (13 years)
Disclosure(s)
View By:
6/18/2001
Customer Dispute
Settled
12/1/1997
Employment Separation After Allegations
License(s)

State Registrations

B
California 8/12/2022

B
Oregon 8/12/2022

IA
California 8/15/2022

B
Pennsylvania 4/25/2023

B
Colorado 8/12/2022

B
Texas 8/12/2022

B
New Hampshire 8/19/2022

IA
Texas 8/12/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
6460 E PACIFIC COAST HWY STE 223, LONG BEACH, CA 90803
Registered with this firm since 8/12/2022

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
6460 E PACIFIC COAST HWY STE 223, LONG BEACH, CA 90803
Registered with this firm since 8/12/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 08/18/2022 MORGAN STANLEY (CRD#:149777) Rolling Hills Estates, CA
B
06/01/2009 - 08/18/2022 MORGAN STANLEY (CRD#:149777) Rolling Hills Estates, CA
IA
11/24/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ROLLING HILLS, CA
B
11/24/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ROLLING HILLS, CA
IA
11/02/1998 - 11/29/2004 MORGAN STANLEY (CRD#:7556) TORRANCE, CA
B
01/08/1998 - 11/29/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
08/21/1984 - 12/23/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.